Sp Investments Management, LLC (Menlo Park)

Name: Sp Investments Management, LLC
Address: 101 Jefferson Drive, Menlo Park, CA, 94025
Telephone: (650) 492-6869

Sp Investments Management, LLC is an investment adviser to an investment company based in Menlo Park. It manages $191.44 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Sp Investments Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sp Investments Management: assets under management

The assets under management (AUM) of Sp Investments Management, LLC is $191.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and $191.44 million of the total AUM is attributable to clients outside of the United States.

The firm manages $191.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.44 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sp Investments Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Weber Sven serves?

The only and largest group of clients of Weber Sven is investment companies with 1 clients and $191.44 million of assets under management. Among the 10 most similar advisory firms, Sp Investments Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $191.44 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Sp Investments Management also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $15,000 for each fund.

Careers at Sp Investments Management, LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Weber Sven has been acting as President since 1 Aug 2012. Christian Thomas Munafo has served as the Chief Investment Officer since 1 Aug 2019. John Patrick Sweeney joined the executive team most recently as the Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Sharespost	Sole member	1 Nov 2010	75% - 100%	27-0399523
Andrea Rose Cohen	Vice president of legal affairs, sharespost, inc.	1 Feb 2011	Other	6049815
Dominic Julio Baldini	Chief compliance officer	1 Jan 2012	Other	3082081
Kevin Scott Moss	Chief operations officer	1 Jul 2012	Other	2234421
Weber Sven	President	1 Aug 2012	Other	6124137
Sven Nmn Weber	Managing director	1 Aug 2012	Other	6124137
Sven Weber	President	1 Aug 2012	Other	6124137
Ryan James Stroub	Chief compliance officer	1 Sep 2012	Other	3098642
Deborah Rachel Goldberg	Chief compliance officer	1 Nov 2013	Other	5652266
Vera Mumm	Chief financial officer	1 May 2014	Other	6338774
Ryan James Stroub	Chief financial officer	1 Feb 2016	Other	3098642
Charles Anthony Christofilis	Chief compliance officer	1 Oct 2016	Other	1518196
Prashant Nmn Gangwal	Director of finance	1 Aug 2017	Other	6585456
Prashant Gangwal	Director of finance	1 Aug 2017	Other	6585456
Carol Leigh Foster	President	1 Nov 2017	Other	2270214
Kevin Scott Moss	Coo, cco and managing director	1 Feb 2018	Other	2234421
Maureen Suzanne Downey	Managing director	1 Apr 2018	Other	2522475
Kyle Dennis Wirth	Cco	1 Jun 2018	Other	6979608
Jeffrey M Miller	President	1 Dec 2018	Other	1792014
John Patrick Sweeney	Cfo	1 Mar 2019	Other	7114327
Christian Thomas Munafo	Chief investment officer	1 Aug 2019	Other	4962857

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Greg Border Brogger	Stockholder	1 Sep 2007	25% - 50%	5833861
Greg Border Brogger	Stockholder	1 Mar 2009	25% - 50%	5833861
Inc. Brighthouse	Stockholder	1 Mar 2009	25% - 50%	26-1245598
Gsv Capital Corp.	Stockholder - b	1 Jul 2011	50% - 75%	27-4443543

Based in Menlo Park

The principal office where Sp Investments Management, LLC performs its advisory services is located at 101 Jefferson Drive, Menlo Park, CA 94025, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (650) 492-6869 or by fax (650) 492-6869. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at sharespost.com/investment-management and its LinkedIn profile.