Peg Capital Management Inc (Canaan)

Peg Capital Management Inc is a large advisory firm based in Canaan. It manages $289.18 million of regulatory assets for 160 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Maine, New Hampshire, and New York.

Peg Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Peg Capital Management: assets under management

The assets under management (AUM) of Peg Capital Management Inc is $289.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 226% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $289.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Peg Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peg Capital Management Inc

Peg Capital Management Inc is owned by Peter Allen Sherlock. Lemont Richardson has been acting as President since 1 Nov 2000. Bryan Francis Mcpherson joined the executive team most recently as the President, Treasurer, Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Fielding West	Vice president	1 Sep 1992	Other	463770
Edgar Russell Fiedler	Director	1 Jan 1998	Other	4355709
William David Colao	Treasurer	1 Feb 1999	Other	4355728
Lemont Richardson	Chairman	1 Nov 2000	25% - 50%	2901357
Douglas Macgilvray Loudon	President	1 Nov 2000	25% - 50%	312969
Peter Sherlock	Shareholder	1 Nov 2000	Other	2490858
Peter Sherlock	Treasurer	1 Oct 2001	Other	2490858
Peter Allen Sherlock	Owner	1 Oct 2001	Other	2490858
Bryan Frances Mcpherson	Treasurer	1 Sep 2002	Other	4654228
Bryan Frances Mcpherson	Chief compliance officer, treasurer	1 Aug 2004	Other	4654228
Lemont Richardson	Chairman	1 Jul 2014	50% - 75%	2901357
Bryan Francis Mcpherson	President, treasurer, cco	1 Jul 2014	Other	4654228
Lemont Richardson	Chairman, cco	1 Dec 2014	75% - 100%	2901357

Based in Canaan

The principal office where Peg Capital Management Inc performs its advisory services is located at 96 Sawyer Hill Road, Canaan, NH 03741 7466 The mailing address of the firm is P.O. Box 428, Canaan, NH 03741 0428. It doesn’t run an office outside of the United States.