Insignia Capital Group, L.P. (Walnut Creek)

Name: Insignia Capital Group, L.P.
Address: 1333 N. California Blvd., Walnut Creek, CA, 94596
Telephone: (925) 399-8900

Insignia Capital Group, L.P. is a large advisory firm based in Walnut Creek. It manages $383.26 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of California.

Insignia Capital Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Insignia Capital Group: assets under management

The assets under management (AUM) of Insignia Capital Group, L.P. is $383.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $383.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Insignia Capital Group, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Insignia Capital Group serves?

The only and largest group of clients of Insignia Capital Group is pooled investment vehicles with 2 clients and $383.26 million of assets under management. Among the 7 most similar advisory firms, Insignia Capital Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $383.26 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Insignia Capital Group also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Insignia Capital Group, L.P.

The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Lewis Lowe	Ceo, insignia capital group, lp; senior managing member, insignia capital partners gp, llc	1 Jan 2013	50% - 75%	6271794
Anthony Lee Broglio	Partner, insignia capital group, lp; managing member, insignia capital partners gp, llc	1 Jan 2013	25% - 50%	2870344
Melvyn Ernest Deane	Partner, insignia capital group, lp; managing member, insignia capital partners gp, llc	1 Jan 2013	Other	6271803
Pradyut Mahendrakumar Shah	Managing director, chief financial officer and chief compliance officer	1 Sep 2014	Other	6438586
L.L.C. Insignia Capital Group Gp	General partner	1 Apr 2016	Other	81-2426159
Tiffany Lynne Obenchain	Managing director, chief compliance officer	1 May 2018	Other	6939752
Jeremy Alan Thatcher	Chief financial officer	1 May 2018	Other	2958255

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Lewis Lowe	Senior managing member	1 Apr 2016	25% - 50%	6271794
Anthony Lee Broglio	Member	1 Apr 2016	25% - 50%	2870344

Based in Walnut Creek

The principal office where Insignia Capital Group, L.P. performs its advisory services is located at 1333 N. California Blvd., Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (925) 399-8900 or by fax (925) 274-1609. The normal business hours are 8:30 am - 5:30 pm (pst) on Monday - Friday. You can find more information about the New York firm at insigniacap.com.