Proxyvote Plus, LLC (Northbrook)

Name: Proxyvote Plus, LLC
Address: 2100 Center Ave., Northbrook, IL, 60062
Telephone: 847-525-8472

Proxyvote Plus, LLC is a pension cosultant based in Northbrook. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Illinois.

Proxyvote Plus provides pension consulting services and proxy voting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Proxyvote Plus, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Proxyvote Plus serves?

The only and largest group of clients of Proxyvote Plus is pension and profit sharing plans with 131 clients and $0 of assets under management. Among the 6 most similar advisory firms, Proxyvote Plus has the highest percentage of pension and profit sharing plans out of all clients.

4% of the firm’s clients are foreign persons or businesses.

Proxyvote Plus doesn't advise any private funds.

Careers at Proxyvote Plus, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Michael Rosenberg	President, manager and chief compliance officer	1 Jun 2002	Other	4572244
Yvette Gonzalez	Executive vice president and director of operations	1 Jun 2002	Other	5747008
Inc. Proxyvote Plus Holdings	Shareholder	1 Jan 2004	75% - 100%	20-0509976
Greta Satek	Chief financial officer	1 Jul 2007	Other	5747150

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Craig Michael Rosenberg	Shareholder	1 Jan 2004	75% - 100%	4572244

Based in Northbrook

The principal office where Proxyvote Plus, LLC performs its advisory services is located at 2100 Center Ave., Northbrook, IL 60062, which is also the mailing address of the firm. An additional office of the firm is in Conrath, WI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-525-8472 or by fax 847-513-9929. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at proxyvoteplus.com.