Kleos Capital Management, Inc. (Norwalk)

Kleos Capital Management, Inc. is a large advisory firm based in Norwalk. It manages $27.32 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut and New York.

Kleos Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kleos Capital Management: assets under management

The assets under management (AUM) of Kleos Capital Management, Inc. is $27.32 million. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.85 million in discretionary accounts and $25.48 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.18 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kleos Capital Management, Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kleos Capital Management, Inc.

Robert Nelson Loud has been acting as President since 1 Apr 2000. Sanford Perlin joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Nelson Loud	President	1 Apr 2000	50% - 75%	1376572
Sanford Perlin	Secretary	1 Apr 2000	50% - 75%	360362

Based in Norwalk

The principal office where Kleos Capital Management, Inc. performs its advisory services is located at 71 Rowayton Avenue, Norwalk, CT 06853, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.