148 Advisors, LLC (New York)

148 Advisors, LLC is a large advisory firm based in New York. It manages $80 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009.

148 Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

148 Advisors: assets under management

The assets under management (AUM) of 148 Advisors, LLC is $80 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $80 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 148 Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 148 Advisors, LLC

Mark Michael Ogan has been acting as President since 1 Feb 2009. David Aaron Smilow has served as the Chief Investment Officer since 1 Feb 2009. Michael Thomas Girouard joined the executive team most recently as the President And Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Aaron Smilow	Chief investment officer	1 Feb 2009	Other	1298132
James Patrick Vellanti	Chief operations officer and chief compliance officer	1 Feb 2009	Other	4171271
Llc Jnf Asset Management	Shareholder	1 Feb 2009	75% - 100%	26-1278229
Michael Thomas Girouard	Cfo	1 Feb 2009	Other	2931511
Jonathan Scott Hurd	Compliance	1 Feb 2009	Other	4159864
Joseph F Vap	Controller	1 Feb 2009	Other	4653800
Mark Michael Ogan	President	1 Feb 2009	Other	2366750
Jefferson National Financial Corp	Shareholder	1 Feb 2009	75% - 100%	20-3289512
Jefferson National Financial Corp.	Managing member a	1 Apr 2009	Other	20-3289512
Llc 225	Managing member b	1 Apr 2009	Other	27-0267450
Jamie Lynn Maiello	Chief compliance officer	1 Oct 2009	Other	4805986
Timur Sakayev	Chief compliance officer	1 Jun 2010	Other	5801678
Michael Thomas Girouard	President and cfo	1 Jul 2010	Other	2931511

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Aaron Smilow	Shareholder	1 Sep 2000	50% - 75%	1298132
Llc Inviva	Shareholder	1 Sep 2000	75% - 100%	94-3374296
Tracey Hecht Smilow	Shareholder	1 Sep 2000	75% - 100%	5290701
Inc. Invivia	Shareholder	1 Oct 2002	75% - 100%	13-4087966
Inc. Jnf Holding Company	Shareholder	1 Jun 2006	25% - 50%	02-0647697
Mark Michael Ogan	President and co-chief investment officer	1 Jul 2007	25% - 50%	2366750
David Aaron Smilow	Chairman and chief investment officer	1 Jul 2007	50% - 75%	1298132

Based in New York

The principal office where 148 Advisors, LLC performs its advisory services is located at 435 Hudson Street, New York, NY 10014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-220-5840 or by fax 212-500-3321. The normal business hours are 9am-5pm on Monday - Friday.