Intermediate Capital Group, Inc (New York)

Name: Intermediate Capital Group, Inc
Address: 600 Lexington Avenue, New York, NY, 10022
Telephone: 212-710-9650

Intermediate Capital Group, Inc is a large advisory firm based in New York. It manages $9.88 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Intermediate Capital Group provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Intermediate Capital Group: assets under management

The assets under management (AUM) of Intermediate Capital Group, Inc is $9.88 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1135% since the beginning of its operation, and $8.45 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $9.88 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $274.32 million each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Intermediate Capital Group, Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brian Michael Spenner serves?

The only and largest group of clients of Brian Michael Spenner is pooled investment vehicles with 34 clients and $9.86 billion of assets under management. Among the 6 most similar advisory firms, Intermediate Capital Group has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $9.86 billion for 34 clients. 64% of the firm’s clients are foreign persons or businesses.

Intermediate Capital Group also advises several private funds. Namely, one hedge fund, two other private funds, five private equity funds, and eleven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Intermediate Capital Group, Inc

The company employs 85 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Brian Michael Spenner has been acting as President since 1 Jul 2013. Vijay Vithal Bharadia joined the executive team most recently as the Director & Authorized Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Salvatore (No Middle Name) Gentile	Director	1 Mar 2010	Other	2384451
Philip Henry Keller	Director	1 Apr 2010	Other	6041789
Stuart Paul Griffiths	Chief compliance officer	1 Jul 2013	Other	6041802
Brian Michael Spenner	Director	1 Jul 2013	Other	2529073
Christophe Armel Evain	Director	1 Jul 2013	Other	6041787
Philip Henry Keller	Director	1 Jul 2013	Other	6041789
Salvatore (No Middle Name) Gentile	Director	1 Jul 2013	Other	2384451
Icg Fmc Limited	Shareholder	1 Jul 2013	75% - 100%	foreign entity
Gerald Earl Chaney	Director	1 Jul 2013	Other	1396291
Seth Marc Katzenstein	Director	1 Aug 2013	Other	2790583
Sridhar (No Middle Name) Bearelly	Director	1 Jul 2014	Other	5207459
Simon David Peatfield	Director	1 Jul 2014	Other	6041983
Vincent (No Middle Name) Charles Gervais	Director	1 Jul 2014	Other	6381472
Jesper (No Middle Name) Poulsen	Director	1 Jul 2014	Other	6381467
Dagmar (No Middle Name) Kent Kershaw	Director	1 Jul 2014	Other	6041975
David Ian Ford	Director	1 Jul 2014	Other	6041976
Inc Intermediate Capital Group	Shareholder of relying advisors	1 Jul 2014	75% - 100%	162589
David Ancel Deutsch	Director	1 Sep 2014	Other	2426038
Andrew Peter Hawkins	Director	1 Oct 2014	Other	6521600
Christophe Owen Browne	Director	1 Oct 2014	Other	6521601
Benoit Laurent Pierre Durteste	Director	1 Oct 2014	Other	6041794
Michelle Monica De Angelis	Director	1 Jan 2016	Other	6630051
Rafael Tori Rizo Patron	Director	1 Apr 2016	Other	5778376
Peter S Lin	Chief compliance officer & general counsel	1 Jun 2017	Other	6817572
Peter S Lin	Director, chief compliance officer & general counsel	1 Jul 2017	Other	6817572
Gideon Zachary Summerscale	Director	1 Aug 2017	Other	6842088
Andrew Peter Hawkins	Director	1 Feb 2019	Other	6521600
Vijay Vithal Bharadia	Director & authorized officer	1 Jul 2019	Other	6631720

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Plc Intermediate Capital Group	Shareholder of icg fmc limited	1 Jul 2013	Other	foreign entity

Based in New York

The principal office where Intermediate Capital Group, Inc performs its advisory services is located at 600 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-710-9650 or by fax 212-710-9651. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at icgplc.com and its LinkedIn profile.