Ampersand Investment Management, LLC (Princeton)

Name: Ampersand Investment Management, LLC
Address: 47 Hulfish Street, Princeton, NJ, 08542
Telephone: 609-454-5200

Ampersand Investment Management, LLC is an investment adviser to an investment company based in Princeton. It manages $267.18 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of New Jersey.

Ampersand Investment Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ampersand Investment Management: assets under management

The assets under management (AUM) of Ampersand Investment Management, LLC is $267.18 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $267.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $133.59 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ampersand Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ampersand Investment Management serves?

The only and largest group of clients of Ampersand Investment Management is investment companies with 2 clients and $267.18 million of assets under management. Among the 13 most similar advisory firms, Ampersand Investment Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $267.18 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ampersand Investment Management doesn't advise any private funds.

Careers at Ampersand Investment Management, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Mark Campana	Chief compliance officer	1 Aug 2019	Other	4901806
Inc. Ampersand Financial Solutions	Sole owner	1 Aug 2019	75% - 100%	84-2359125

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John Edward Pallat	Sole owner of afs inc	1 Aug 2019	75% - 100%	355486

Based in Princeton

The principal office where Ampersand Investment Management, LLC performs its advisory services is located at 47 Hulfish Street, Princeton, NJ 08542, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-454-5200. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at ampersandinvestments.com.