Salomon Brothers Asset Management Asia Pacific Ltd (Central Hong Kong)

Name: Salomon Brothers Asset Management Asia Pacific Ltd
Address: 39 F 3 Garden Road, Central Hong Kong
Telephone: 852-2868-6247

Salomon Brothers Asset Management Asia Pacific Ltd is a large advisory firm based in Central Hong Kong. It manages $161.14 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2001.

Salomon Brothers Asset Management Asia Pacific provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Salomon Brothers Asset Management Asia Pacific: assets under management

The assets under management (AUM) of Salomon Brothers Asset Management Asia Pacific Ltd is $161.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 281% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.14 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.43 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Salomon Brothers Asset Management Asia Pacific Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Salomon Brothers Asset Management Asia Pacific Ltd

Eliza S Lau has been acting as President since 1 Dec 1999. Jayne Fan joined the executive team most recently as the Compliance Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Greg B Hagn	Secretary	1 Apr 1995	Other	4360380
Greg B Hagen	Secretary	1 Apr 1995	Other	4360380
Michael Fred Rosenbaum	Chief legal officer	1 Mar 1997	Other	3183252
Salomon Smith Barney Hong Kong Holdings Limited	Shareholder	1 Dec 1998	75% - 100%	foreign
Heath Brian Mclendon	Director	1 Mar 1999	Other	329444
Nancy Martha Clayton	Compliance officer	1 Mar 1999	Other	4360427
Anthony Yi Tong Muh	President	1 Jul 1999	Other	4360375
Juanita Yuen Ting Li	Compliance officer	1 Nov 1999	Other	4630290
Eliza S Lau	Director	1 Dec 1999	Other	2614479
James Shields Newman	Director	1 Dec 1999	Other	3194391
Sulia Huen Huen Lo	Director	1 Mar 2000	Other	4373954
Irene Man Ling Chow	Director	1 Mar 2000	Other	4373951
Jayne Fan	Compliance director	1 Feb 2003	Other	3112816

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Salomon Brothers Holding Company Inc	Shareholder	1 Dec 1994	75% - 100%	13-3082695
Citigroup Financial Products Inc	Shareholder	1 Dec 1994	75% - 100%	13-3082695
Salomon Smith Barney Holdings Company Inc	Shareholder	1 Nov 1997	75% - 100%	11-2418067
Citigroup Inc	Shareholder	1 Nov 1997	75% - 100%	52-1568099
Citigroup Capital Markets Holdings Inc.	Shareholder	1 Nov 1997	75% - 100%	11-2418067
Salomon Brothers Holding Company Inc	Shareholder	1 Dec 1998	25% - 50%	13-3082695
Salomon International Finance Ag	Shareholder	1 Dec 1998	50% - 75%	foreign
Citigroup Financial Products Inc	Shareholder	1 Dec 1998	25% - 50%	13-3082695

Based in Central Hong Kong

The principal office where Salomon Brothers Asset Management Asia Pacific Ltd performs its advisory services is located at 39 F 3 Garden Road, Central Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852-2868-6247 or by fax 852-2878-7192. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.ssbciti.com.