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Lathen Jr., Donald Frank (New York)


Lathen Jr., Donald Frank is an adviser based in New York. It manages $18.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012.

Lathen Jr., Donald Frank provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lathen Jr., Donald Frank: assets under management

The assets under management (AUM) of Lathen Jr., Donald Frank is $18.5 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $18.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.25 million each.
Lathen Jr., Donald Frank has custody of $12 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lathen Jr., Donald Frank for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Lathen Jr., Donald Frank performs its advisory services is located at One Penn Plaza, New York, NY 10119, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-786-7414 or by fax 646-349-5964. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.


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