Stonebridge Financial Planning Group, LLC (Winter Park)

Name: Stonebridge Financial Planning Group, LLC
Address: 921 North Pennsylvania Avenue, Winter Park, FL, 32789
Telephone: 407-695-7100

Stonebridge Financial Planning Group, LLC is a large advisory firm based in Winter Park. It manages $146.78 million of regulatory assets for 674 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida, North Carolina, and Texas.

Stonebridge Financial Planning Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, educational seminars and workshops, and tax preparation/divorce planning. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonebridge Financial Planning Group: assets under management

The assets under management (AUM) of Stonebridge Financial Planning Group, LLC is $146.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $146.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $217.78 thousand each.

Stonebridge Financial Planning Group has custody of $4.32 million in cash and securities for 19 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 20% of the firm’s portfolio. Investments in state and local bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonebridge Financial Planning Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dianne Marie Webb serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dianne Marie Webb is individuals with 397 clients and $94.1 million of assets under management. Among the 10 most similar advisory firms, Stonebridge Financial Planning Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $146.78 million for 424 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stonebridge Financial Planning Group doesn't advise any private funds.

Careers at Stonebridge Financial Planning Group, LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dianne Marie Webb	President/chief compliance officer	1 Jan 2013	75% - 100%	4760887

Based in Winter Park

The principal office where Stonebridge Financial Planning Group, LLC performs its advisory services is located at 921 North Pennsylvania Avenue, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-695-7100 or by fax 321-710-4851. The normal business hours are 9:00 am to 4:00 pm on Other. You can find more information about the New York firm at stonebridgefpgroup.com.