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Thesis Fund Management, LLC (New York)


Thesis Fund Management, LLC is an investment adviser to an investment company based in New York. It manages $3.31 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009.

Thesis Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thesis Fund Management: assets under management

The assets under management (AUM) of Thesis Fund Management, LLC is $3.31 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $3.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.31 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Thesis Fund Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Stephen Forrester Roseman Member, elected manager 1 Feb 2007 Other 2818223

Based in New York

The principal office where Thesis Fund Management, LLC performs its advisory services is located at 420 Lexington Avenue, New York, NY 10170, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-467-2300. The normal business hours are 9am-5pm on Monday - Friday.


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