Libbie Agran Financial Services & Seminars (Santa Monica)

Name: Libbie Agran Financial Services & Seminars
Address: 2120 Colorado Avenue, Santa Monica, CA, 90404
Telephone: 310-586-1828

Libbie Agran Financial Services & Seminars is a large advisory firm based in Santa Monica. It manages $691.88 million of regulatory assets for 321 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New York, Texas, and Washington.

Libbie Agran Financial Services & Seminars provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Libbie Agran Financial Services & Seminars: assets under management

The assets under management (AUM) of Libbie Agran Financial Services & Seminars is $691.88 million. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $682.66 million in discretionary accounts and $9.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.31 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $368.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Libbie Agran Financial Services & Seminars for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Libbie Agran Financial Services & Seminars

Peter William Mueller has been acting as President since 1 Mar 2012. Mary Elizabeth Agran joined the executive team most recently as the Senior Advisor.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mary Elizabeth Agran	President/financial adviser	1 Sep 1980	75% - 100%	1491342
Mary Elizabeth Agran	President/chief compliance officer	1 Oct 2004	75% - 100%	1491342
Benicia Janay Sablan	Chief compliance officer	1 Jan 2006	Other	5096705
Hamoa Corp	Shareholder	1 May 2006	75% - 100%	20-4898953
Peter William Mueller	Vice president	1 May 2006	Other	5155229
Peter William Mueller	Chief compliance officer	1 Feb 2007	Other	5155229
Peter William Mueller	President	1 Mar 2012	Other	5155229
Mary Elizabeth Agran	Senior advisor	1 Mar 2012	Other	1491342

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Peter William Mueller	Shareholder	1 Apr 2006	75% - 100%	5155229

Based in Santa Monica

The principal office where Libbie Agran Financial Services & Seminars performs its advisory services is located at 2120 Colorado Avenue, Santa Monica, CA 90404, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-586-1828 or by fax 310-586-1851. The normal business hours are 7:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at lafs.net.