Centerpiece Wealth Advisor L.L.C. (Castle Rock)

Name: Centerpiece Wealth Advisor L.L.C.
Address: 2275 Broadleaf Loop, Castle Rock, CO, 80109
Telephone: 720-409-3176

Centerpiece Wealth Advisor L.L.C. is an adviser based in Castle Rock. It manages $22 million of regulatory assets for 40 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Colorado, Georgia, and North Carolina.

Centerpiece Wealth Advisor L.L.C provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Centerpiece Wealth Advisor L.L.C: assets under management

The assets under management (AUM) of Centerpiece Wealth Advisor L.L.C. is $22 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in state and local bonds form 15% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Centerpiece Wealth Advisor L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Centerpiece Wealth Advisor L.L.C serves?

The only and largest group of clients of Centerpiece Wealth Advisor L.L.C is high net worth individuals with 10 clients and $21.33 million of assets under management. Among the 2 most similar advisory firms, Centerpiece Wealth Advisor L.L.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $21.33 million for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Centerpiece Wealth Advisor L.L.C doesn't advise any private funds.

Careers at Centerpiece Wealth Advisor L.L.C.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Beau Justin Pollard	Managing member, cco	1 Oct 2017	50% - 75%	5935510
Jason Glenn Baer	Managing member	1 Oct 2017	50% - 75%	5392411

Based in Castle Rock

The principal office where Centerpiece Wealth Advisor L.L.C. performs its advisory services is located at 2275 Broadleaf Loop, Castle Rock, CO 80109, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-409-3176. The normal business hours are by appointment on Other. You can find more information about the New York firm at centerpiecewealthadvisors.com.