Capital Resource Management Inc (Deerfield)

Name: Capital Resource Management Inc
Address: 770 Lake Cook Rd, Deerfield, IL, 60015 4920
Telephone: 847-948-1700

Capital Resource Management Inc is a large advisory firm based in Deerfield. It manages $392.46 million of regulatory assets for 138 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Capital Resource Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Resource Management: assets under management

The assets under management (AUM) of Capital Resource Management Inc is $392.46 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 41% of the total AUM. The second-largest asset type is exchange traded securities, which make up 21% of the firm’s portfolio. Investments in state and local bonds form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Resource Management Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sherwin David Korey serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Sherwin David Korey is high net worth individuals with 33 clients and $338.14 million of assets under management. Among the 10 most similar advisory firms, Capital Resource Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $392.46 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Resource Management doesn't advise any private funds.

Careers at Capital Resource Management Inc

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sherwin David Korey	President/chief compliance officer	1 Feb 1991	75% - 100%	1564307

Based in Deerfield

The principal office where Capital Resource Management Inc performs its advisory services is located at 770 Lake Cook Rd, Deerfield, IL 60015 4920, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-948-1700 or by fax 847-948-1705. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at crminvest.com.