Seix Clo Management LLC (Park Ridge)

Seix Clo Management LLC is a large advisory firm based in Park Ridge. It manages $774.01 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Delaware and New Jersey.

Seix Clo Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Seix Clo Management: assets under management

The assets under management (AUM) of Seix Clo Management LLC is $774.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 156% since the beginning of its operation, and $774.01 million of the total AUM is attributable to clients outside of the United States.

The firm manages $774.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $387 million each.

What kind of clients Seix Clo Management serves?

The only and largest group of clients of Seix Clo Management is pooled investment vehicles with 2 clients and $774.01 million of assets under management. Among the 9 most similar advisory firms, Seix Clo Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $774.01 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Seix Clo Management also advises several private funds. Namely, two securitized asset funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Seix Clo Management LLC

The company employs 11 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Seix Clo Management Gp Llc joined the executive team most recently as the General Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seix Clo Management Lp	Member	1 Jul 2016	75% - 100%	foreign entity
Deirdre Ann Dillon	Chief compliance officer	1 Sep 2016	Other	5469512
Ashi Sarvabhaum Parikh	Chief executive officer	1 Sep 2016	Other	2682750
John Howard Stebbins	Chief financial officer	1 Sep 2016	Other	4774615
William Aitken Turner	Chief administrative officer	1 Sep 2016	Other	2503712
George Robert Aylward	Chief executive officer	1 Jun 2017	Other	4932163
Michael Aaron Angerthal	Evp, chief financial officer	1 Jun 2017	Other	5632934

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ridgeworth Capital Management Llc	Managing member	1 Dec 2007	75% - 100%	107346
Llc Virtus Fund Advisers	Managing member	1 Dec 2007	75% - 100%	107346
Inc. Virtus Investment Partners	Sole shareholder	1 Nov 2008	75% - 100%	26-3962811
Virtus Intermediate Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
Space Intermediate Llc	Member	1 Nov 2013	75% - 100%	46-5353034
Ridgeworth Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
L.P. Lightyear Fund Iii Aiv 2	Member, majority interest holder of class a-1 units	1 Nov 2013	50% - 75%	46-2885233
Space Acquisition Co. Llc	Member	1 May 2014	75% - 100%	46-5328256
Seix Investment Advisors Llc	Sole member	1 Jul 2016	75% - 100%	146029
Inc. Virtus Partners	Sole member	1 Jun 2017	75% - 100%	95-4191764
Seix Clo Management Gp Llc	General partner	1 Jan 2018	Other	123

Based in Park Ridge

The principal office where Seix Clo Management LLC performs its advisory services is located at One Maynard Drive, Park Ridge, NJ 07656, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-391-0300 or by fax 201-391-5023. The normal business hours are 8:30 - 5:00 on Monday - Friday.