Cbt Investment Management, LLC (Philadelphia)

Name: Cbt Investment Management, LLC
Address: 1818 Market St., 28 Th Floor, Philadelphia, PA, 19103
Telephone: 215-861-7821

Cbt Investment Management, LLC is a large advisory firm based in Philadelphia. It manages $38 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Delaware, New Jersey, New York, and Pennsylvania.

Cbt Investment Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbt Investment Management: assets under management

The assets under management (AUM) of Cbt Investment Management, LLC is $38 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.27 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cbt Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cbt Investment Management, LLC

Cbt Investment Management, LLC is owned by Marguerite Cassandra Toroian. Suzanne Cohen joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marguerite Cassandra Toroian	Owner	1 Jun 2001	Other	3051646
Kenneth Richard Smith	Svp, director of operations / chief compliance officer	1 Jun 2001	Other	2300203
Suzanne Cohen	Shareholder	1 Feb 2002	75% - 100%	4607393

Based in Philadelphia

The principal office where Cbt Investment Management, LLC performs its advisory services is located at 1818 Market St., 28 Th Floor, Philadelphia, PA 19103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-861-7821 or by fax 215-861-7878. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.cbtinvest.com.