Sciens Investment Management, LLC (New York)

Name: Sciens Investment Management, LLC
Address: 667 Madison Avenue, New York, NY, 10065
Telephone: (212) 471-6100

Sciens Investment Management, LLC is a large advisory firm based in New York. It manages $275.5 million of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Delaware and New York.

Sciens Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sciens Investment Management: assets under management

The assets under management (AUM) of Sciens Investment Management, LLC is $275.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 184% since the beginning of its operation, and $251.64 million of the total AUM is attributable to clients outside of the United States.

The firm manages $275.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.87 million each.

Sciens Investment Management has custody of $265.74 million in cash and securities for 35 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sciens Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sciens Investment Management serves?

The only and largest group of clients of Sciens Investment Management is pooled investment vehicles with 35 clients and $275.5 million of assets under management. Among the 9 most similar advisory firms, Sciens Investment Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $275.5 million for 35 clients. None of the firm’s clients are foreign persons or businesses.

Sciens Investment Management also advises several private funds. Namely, twenty five hedge funds and ten private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Sciens Investment Management, LLC

The company employs 12 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ioannis "John P." Rigas	Member (its)	1 Mar 1996	25% - 50%	1734598
Donald F Zilkha	Member (its)	1 Mar 1996	25% - 50%	1256919
Ioannis "John P." Rigas	Member (ais 1)	1 Jan 1998	25% - 50%	1734598
Donald F Zilkha	Member (ais 1)	1 Jan 1998	25% - 50%	1256919
Ioannis "John P." Rigas	Sole member and manager (sciens management llc and sciens idilia management llc)	1 Nov 1998	75% - 100%	1734598
Ioannis "John" Rigas	Sole member & manager (sciens management llc)	1 Nov 1998	75% - 100%	1734598
Ioannis "John P." Rigas	Manager (ais 3)	1 Nov 2002	75% - 100%	1734598
Ioannis "John P." Rigas	Manager (ais 4)	1 Apr 2003	75% - 100%	1734598
Ioannis "John P." Rigas	Member/manager - sciens capital llc	1 Dec 2003	25% - 50%	1734598
Donald F Zilkha	Member/manager - sciens capital llc	1 Dec 2003	25% - 50%	1256919
Ioannis "John P." Rigas	Member (sciens idilia)	1 Mar 2004	75% - 100%	1734598
Daniel J Standen	Member (at management llc)	1 Sep 2004	25% - 50%	6465158
Ioannis "John P." Rigas	Manager and member (at management llc)	1 Sep 2004	25% - 50%	1734598
Buchanan Gordon	Member (at management llc)	1 Sep 2004	25% - 50%	6470388
Daniel James Standen	Member (at management llc)	1 Sep 2004	25% - 50%	6465158
Ioannis "John" Rigas	Manager and member (at management llc)	1 Sep 2004	25% - 50%	1734598
Gordon Buchanan	Member (at management llc)	1 Sep 2004	25% - 50%	6470388
Christopher Paul Meyering	Member (northern hellenic mgm't)	1 Jul 2005	75% - 100%	5059563
Ioannis "John P." Rigas	Manager (npa)	1 Aug 2005	50% - 75%	1734598
Christopher Paul Meyering	Sole shareholder (northern hellenic management llc)	1 Dec 2005	75% - 100%	5059563
Ioannis "John P." Rigas	Director (sciens offshore and gsmi management co. ltd.)	1 Feb 2006	Other	1734598
Christopher Paul Meyering	Director (sciens offshore and smh management ltd.)	1 Feb 2006	Other	5059563
Ioannis "John" Rigas	Director (sciens offshore management ltd.)	1 Feb 2006	Other	1734598
Ioannis "John P." Rigas	Manager (net one)	1 Apr 2006	75% - 100%	1734598
Ioannis "John" Rigas	Sole shareholder (scp exchange management ltd.)	1 Jun 2006	75% - 100%	1734598
Ioannis "John P." Rigas	Sole shareholder (scp exchange management ltd.)	1 Jun 2006	75% - 100%	1734598
Christopher Paul Meyering	Director (sciens cfo)	1 Nov 2006	Other	5059563
Sciens Fund Of Funds Management Ltd.	Sole owner (sciens cfo)	1 Nov 2006	75% - 100%	98-0593800
Ioannis "John P." Rigas	Sole shareholder, director (ssdh)	1 Jan 2007	75% - 100%	1734598
Ioannis "John" Rigas	Sole shareholder, director (ssdh)	1 Jan 2007	75% - 100%	1734598
Ioannis "John P." Rigas	Sole shareholder, director, chief executive officer (smh, saarf management ltd. and sciens cfo i managememt ltd)	1 Sep 2008	75% - 100%	1734598
Christopher Paul Meyering	Director (smh)	1 Sep 2008	Other	5059563
Ioannis "John" Rigas	Sole shareholder, director, chief executive officer (saarf management ltd.)	1 Sep 2008	75% - 100%	1734598
Ioannis "John P." Rigas	Sole shareholder (scp)	1 Jun 2009	75% - 100%	1734598
Sciens Fund Of Funds Management Ltd.	Owner (sim, sciens offshore management ltd)	1 Jan 2010	75% - 100%	98-0593800
Ioannis "John P." Rigas	Chief executive officer (sim)	1 Jan 2010	Other	1734598
Christopher Paul Meyering	Chief compliance officer (sim and all relying advisers)	1 Jan 2010	Other	5059563
Ioannis "John" Rigas	Chief executive officer (sim)	1 Jan 2010	Other	1734598
Patricia Anne Long	Compliance officer	1 Jan 2010	Other	5059644
Robert John Delany	Chief financial officer	1 Jan 2010	Other	5302337
Matthew Allen Daniel	Portfolio manager	1 Jan 2010	Other	2160878
Jose Dios	Portfolio manager	1 Jan 2010	Other	1749564
Andrew S Florin Smith	Portfolio manager	1 Jan 2010	Other	2266855
Luis Enrique Jimenez	Portfolio manager	1 Jan 2010	Other	3254373
Douglas Maitland Reid	Portfolio manager	1 Jan 2010	Other	2403015
David Mccarthy	Portfolio manager	1 Jan 2010	Other	2444155
Sciens Management Llc	Sole shareholder (hellenic mgm't)	1 Feb 2010	75% - 100%	157185
Sciens Management Llc	Sole shareholder (hellenic alternative managers ltd.)	1 Dec 2010	75% - 100%	xx-xxxxxxx
Ioannis "John P." Rigas	Sole shareholder, director (sciens diversified)	1 Mar 2011	75% - 100%	1734598
Ioannis "John" Rigas	Sole shareholder (sciens aviation services gp llc & sciens aviation services ii & iv gp ltd.)	1 Aug 2012	75% - 100%	1734598
Ioannis "John P." Rigas	Manager and member (colt defense holding iii gp llc)	1 Feb 2013	Other	1734598
Eleftherios Veniamis	Director (gsmi management co. ltd.)	1 Dec 2013	Other	6465421
Theodore Veniamis	Director (gsmi management co. ltd.)	1 Dec 2013	Other	6465429
Daniel J Standen	Director (gsmi management co. ltd.)	1 Dec 2013	Other	6465158
Daniel James Standen	Director (gsmi management co. ltd.)	1 Dec 2013	Other	6465158
Ioannis "John" Rigas	Sole shareholder (sciens shipping services gp llc)	1 Jan 2014	75% - 100%	1734598
Ioannis "John P." Rigas	Sole shareholder (sciens shipping services gp llc)	1 Jan 2014	75% - 100%	1734598
Gsmi Management Holdings Ltd.	Shareholder (gsmi management co. ltd.)	1 Mar 2014	50% - 75%	foreign
Dimitris Exarchou	Director (gsmi management co. ltd.)	1 Oct 2014	Other	6469639
Alessandro Guerrini Maraldi	Director (gsmi management co. ltd.)	1 Oct 2014	Other	6469643
Sciens Management Llc	Owner (cd management llc)	1 Dec 2015	75% - 100%	36-4823506
Sciens Real Assets Management Holdings Llc	Owner (sciens water opportunities management llc)	1 Feb 2018	75% - 100%	82-2800867

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ioannis "John P." Rigas	Shareholder	1 May 1997	75% - 100%	1734598
Theodoros Rigas	Shareholder	1 Nov 2003	75% - 100%	6314549
Sciens International Investment & Holdings S.A.	Owner	1 Feb 2006	75% - 100%	98-0664620
Ioannis "John P." Rigas	Shareholder	1 Nov 2006	75% - 100%	1734598
Sciens International Investment & Holdings S.A.	Owner	1 May 2007	25% - 50%	98-0664620
Statistical Index & Advisors Limited	Shareholder	1 Jun 2008	75% - 100%	33-3333333
Sciens Global Opportunity Fund	Shareholder	1 Sep 2008	50% - 75%	33-3333333
Sciens Cfo I Feeder Fund Ltd.	Shareholder	1 Sep 2008	25% - 50%	98-1164789
Sciens Managers Feeder Fund Ltd.	Shareholder	1 Oct 2008	75% - 100%	33-3333333
Ioannis "John" Rigas	Shareholder	1 Oct 2008	50% - 75%	1734598
Ioannis "John P." Rigas	Shareholder	1 Oct 2008	50% - 75%	1734598
Sciens Protective Holdings Ltd.	Owner	1 Nov 2008	50% - 75%	98-0549705
Sciens Fof Offshore Holdings Ltd.	Shareholder	1 Jan 2010	25% - 50%	98-0509645
Sciens Fund Of Fund Management Holdings Ltd.	Shareholder	1 Jan 2010	75% - 100%	98-0593794
Sciens Managers Holdings Ltd.	Shareholder	1 Jan 2010	25% - 50%	98-0593198
Sciens International Holdings 2 Ltd.	Owner	1 Sep 2010	25% - 50%	98-0636392
Sia Holdings 4 Ltd.	Shareholder	1 Mar 2012	50% - 75%	98-0636396
Smh Management Ltd.	Shareholder	1 Mar 2012	75% - 100%	98-0677137
Ioannis "John P." Rigas	Shareholder	1 Aug 2012	50% - 75%	1734598
Eleftherios Veniamis	Shareholder	1 Mar 2014	50% - 75%	6465421
Theodore Veniamis	Shareholder	1 Mar 2014	50% - 75%	6465429

Based in New York

The principal office where Sciens Investment Management, LLC performs its advisory services is located at 667 Madison Avenue, New York, NY 10065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 471-6100 or by fax (212) 471-6199. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at sciensam.com.