Helton Asset Management, Inc. (Cincinnati)

Name: Helton Asset Management, Inc.
Address: 9435 Waterstone Blvd, Cincinnati, OH, 45249
Telephone: 513-444-2101

Helton Asset Management, Inc. is an adviser based in Cincinnati. It manages $100 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Ohio.

Helton Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Helton Asset Management: assets under management

The assets under management (AUM) of Helton Asset Management, Inc. is $100 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Helton Asset Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Helton Asset Management, Inc.

Martin Michael Lysaght has been acting as President since 1 Jan 2003. William Patrick Michael Kovacs joined the executive team most recently as the 'Chief Compliance Officer'.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Marvin Helton	Founder/ceo	1 Jan 1999	75% - 100%	4725394
Martin Michael Lysaght	President	1 Jan 2003	Other	1369304
William Patrick Michael Kovacs	'chief compliance officer'	1 Aug 2007	Other	1465530

Based in Cincinnati

The principal office where Helton Asset Management, Inc. performs its advisory services is located at 9435 Waterstone Blvd, Cincinnati, OH 45249, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 513-444-2101 or by fax 513-469-1840. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.hamgt.com.