Mony Capital Management, Inc. (New York)

Mony Capital Management, Inc. is a large advisory firm based in New York. It manages $12.44 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Mony Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mony Capital Management: assets under management

The assets under management (AUM) of Mony Capital Management, Inc. is $12.44 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.44 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $654.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mony Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mony Capital Management, Inc.

Richard Daddario has been acting as President since 1 Nov 2001. John Clayton Norton joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Mony Group Inc.	Public stock holding co.	1 Nov 2001	75% - 100%	13-4194065
William David Goodwin	President, ceo, director	1 Nov 2001	Other	1819132
Kenneth Marc Levine	Chairman of the board, director	1 Nov 2001	Other	4353758
Richard Daddario	Director	1 Nov 2001	Other	4353751
Bart Robin Schwartz	Director	1 Nov 2001	Other	2893294
Suzanne E. Walton	Senior managing director	1 Nov 2001	Other	4508489
Emilia Fonseca Wiener	Senior managing director	1 Nov 2001	Other	1848570
Gregory M. Staples	Senior managing director	1 Nov 2001	Other	4353924
Gregory Mitchell Staples	Senior managing director	1 Nov 2001	Other	4353924
David Vaughan Weigel	Treasurer	1 Nov 2001	Other	2148583
Llc Mony Holdings	Holding company	1 Nov 2002	75% - 100%	13-3976138
Sidney Gregory Wigfall	Chief compliance officer	1 Jul 2003	Other	4712352
Richard Dziadzio	Director	1 Jul 2004	Other	4362519
Kevin Robert Byrne	Chairman, president & director	1 Jul 2004	Other	1975617
Inc. Axa Financial	Shareholder	1 Jul 2004	75% - 100%	13-3623351
Steven Michael Joenk	Director	1 Jul 2004	Other	1556526
John Clayton Norton	Chief compliance officer	1 Aug 2004	Other	1337377

Based in New York

The principal office where Mony Capital Management, Inc. performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.