Bolton Partners Investment Consulting Group, Inc. (Baltimore)

Name: Bolton Partners Investment Consulting Group, Inc.
Address: 36 South Charles Street, Baltimore, MD, 21201
Telephone: 410 547-0500

Bolton Partners Investment Consulting Group, Inc. is a pension cosultant based in Baltimore. It manages $12.1 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Maryland and Virginia.

Bolton Partners Investment Consulting Group provides pension consulting services and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bolton Partners Investment Consulting Group: assets under management

The assets under management (AUM) of Bolton Partners Investment Consulting Group, Inc. is $12.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.1 million each.

Investments

The firm invests in investment and business development companies the most. They account for 76% of the total AUM. The second-largest asset type is other assets, which make up 24% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bolton Partners Investment Consulting Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Graham Bolton serves?

The only and largest group of clients of Robert Graham Bolton is pension and profit sharing plans with 1 clients and $12.1 million of assets under management. Among the 1 most similar advisory firms, Bolton Partners Investment Consulting Group has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $12.1 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Bolton Partners Investment Consulting Group doesn't advise any private funds.

Careers at Bolton Partners Investment Consulting Group, Inc.

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Graham Bolton has been acting as President since 1 Sep 2014. Donald Eugene Lybrook Jr. has served as the Chief Investment Officer since 1 Sep 2014. Christopher Bolton joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Graham Bolton	President	1 Apr 1994	75% - 100%	2365166
Inc. Bod Group	Parent company	1 Dec 2003	75% - 100%	52-1891929
Carolyn Croker Boykin	Managing director	1 Jan 2004	Other	1097381
Donald Waksmunski	Chief compliance officer	1 Mar 2004	Other	5030788
Marshal Banks	Chief compliance officer	1 Feb 2006	Other	5123375
Clyde Lamb Randall	Chief compliance officer	1 Aug 2007	Other	2658542
Christopher Bolton	Secretary	1 Mar 2009	Other	5655577
Christopher Graham Bolton	Secretary	1 Mar 2009	Other	5655577
Carolyn Croker Boykin	President & treasurer	1 Mar 2009	Other	1097381
Donald Eugene Lybrook Jr.	Chief investment officer	1 Sep 2014	Other	4055041
Robert Graham Bolton	President	1 Sep 2014	75% - 100%	2365166

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Graham Bolton	Owner	1 Mar 2009	75% - 100%	2365166

Based in Baltimore

The principal office where Bolton Partners Investment Consulting Group, Inc. performs its advisory services is located at 36 South Charles Street, Baltimore, MD 21201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410 547-0500 or by fax 410 547-1152. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at boltonpartnersicg.com.