Jonathan Roberts Advisory Group, Inc. (Tampa)

Name: Jonathan Roberts Advisory Group, Inc.
Address: 4301 Anchor Plaza Parkway, Tampa, FL, 33634
Telephone: (813) 935-6776

Jonathan Roberts Advisory Group, Inc. is a large advisory firm based in Tampa. It manages $2.1 billion of regulatory assets for 10,975 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Jonathan Roberts Advisory Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and hourly & fixed rate consulting. It prepares financial plans for approximately 671 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jonathan Roberts Advisory Group: assets under management

The assets under management (AUM) of Jonathan Roberts Advisory Group, Inc. is $2.1 billion. The firm's AUM has grown by 2203% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.13 billion in discretionary accounts and $969.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $184.42 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $199.2 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 51% of the total AUM. The second-largest asset type is exchange traded securities, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jonathan Roberts Advisory Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Richard Carlson serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of John Richard Carlson is individuals with 10,037 clients and $1.3 billion of assets under management. Among the 11 most similar advisory firms, Jonathan Roberts Advisory Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $2.1 billion for 10,975 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jonathan Roberts Advisory Group doesn't advise any private funds.

Careers at Jonathan Roberts Advisory Group, Inc.

The company employs 360 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 296 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jonathan Roberts Advisory Group, Inc. is owned by Juliane Marie Carlson. John Richard Carlson has been acting as President since 1 Nov 2000. Marco Adan Fuentes joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Richard Carlson	President/owner/ceo/cfo	1 Nov 2000	75% - 100%	2156089
Juliane Marie Carlson	Owner	1 Nov 2000	50% - 75%	4393507
Robert Julian Wood	Owner	1 Nov 2000	Other	3217809
Gabriel Tadeo Ayala	Chief compliance officer, coo	1 Jul 2008	Other	4803339
Paul Stephen Caron	Chief compliance officer	1 Mar 2012	Other	2451071
Trisha Lynn Cram	Chief compliance officer	1 Jul 2016	Other	4653109
Todd James Pack	Interim chief compliance officer	1 May 2017	Other	2795590
Marco Adan Fuentes	Chief compliance officer	1 Jan 2018	Other	1903158

Based in Tampa

The principal office where Jonathan Roberts Advisory Group, Inc. performs its advisory services is located at 4301 Anchor Plaza Parkway, Tampa, FL 33634, which is also the mailing address of the firm. An additional office of the firm is in Clearwater, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (813) 935-6776 or by fax (813) 935-6775. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at jw-cole.com.