Mariner Wealth Advisors Omaha, LLC (Overland Park)

Name: Mariner Wealth Advisors Omaha, LLC
Address: 5700 W. 112 Th Street, Overland Park, KS, 66211
Telephone: 913-904-5700

Mariner Wealth Advisors Omaha, LLC is a large advisory firm based in Overland Park. It manages $416.16 million of regulatory assets for 993 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, California, Colorado, and 10 other states.

Mariner Wealth Advisors Omaha provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mariner Wealth Advisors Omaha: assets under management

The assets under management (AUM) of Mariner Wealth Advisors Omaha, LLC is $416.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $416.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $419.09 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mariner Wealth Advisors Omaha, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mariner Wealth Advisors Omaha, LLC

Mariner Wealth Advisors Omaha, LLC is owned by Thomas Charles Denham. Daniel Allen Tucker has been acting as President since 1 Jan 2007. Randal Ray Korth has served as the Chief Investment Officer since 1 Oct 2010. James Paul Siemonsma joined the executive team most recently as the Managing Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Allen Tucker	President	1 Jan 2007	Other	2067027
Randal Ray Korth	Chief investment officer	1 Oct 2010	Other	5745124
Cheryl Renee Vohland	Chief compliance officer	1 Jul 2012	Other	4906804
Thomas Charles Denham	Owner	1 Jul 2012	Other	1694890
Llc Mariner Wealth Advisors	Owner	1 Jul 2012	75% - 100%	140195
Karen Leigh Sandnes	Operations manager	1 Jul 2012	Other	4883814
Llc Helena Rose 80 Ventures	Member	1 Jul 2012	Other	45-5581629
Cheryl Renee Bicknell	Chief compliance officer	1 Jul 2012	Other	4906804
C. David Bruce	Owner	1 Jul 2012	Other	4090768
Gene Garrelts	Owner	1 Jul 2012	Other	4090788
Llc Mwa Oic	Owner	1 Jul 2012	50% - 75%	20-4553256
2012 Tucker Revocable Trust U/T/A Dated December 28	Member	1 Jan 2014	Other	xxx-xx-xxxx
Mark Andrew Caplinger	Chief investment officer	1 Sep 2014	Other	5954000
James Paul Siemonsma	Managing partner	1 Oct 2017	Other	2172228

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Elected manager	1 Jul 2007	Other	2007121
Llc Bicknell Family Holding Co.	Member	1 Apr 2008	75% - 100%	26-0534255
Martin Christopher Bicknell	Elected manager	1 Apr 2008	Other	2007121
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Llc Bicknell Family Holding Co.	Owner	1 Jun 2009	75% - 100%	26-0534255
Martin Christopher Bicknell	Trustee	1 Jun 2009	Other	2007121
Bicknell Family Management Company Trust	Managing member	1 Jun 2009	Other	20-7480290
William Allen Freeman	Trustee	1 Jun 2009	Other	5682255
Pjj 1958 Holdings Llc	Managing member	1 Jun 2012	75% - 100%	45-5581629
Thomas Charles Denham	Managing member	1 Jun 2012	75% - 100%	1694890
Daniel Allen Tucker	Co-trustee	1 Dec 2012	75% - 100%	2067027
Nancy Tucker	Co-trustee	1 Dec 2012	75% - 100%	6560523

Based in Overland Park

The principal office where Mariner Wealth Advisors Omaha, LLC performs its advisory services is located at 5700 W. 112 Th Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in Omaha, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-904-5700 or by fax 913-904-5701. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at marinerwealthadvisors.com/omaha.