Caisse Des Depots Securities Inc. (New York)

Caisse Des Depots Securities Inc. is a large advisory firm based in New York. It manages $3.48 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2002.

Caisse Des Depots Securities provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caisse Des Depots Securities: assets under management

The assets under management (AUM) of Caisse Des Depots Securities Inc. is $3.48 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5420% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.48 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.16 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caisse Des Depots Securities Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Caisse Des Depots Securities Inc.

Anthony Orsatelli has been acting as President since 1 Dec 1995. Cdc Ixis joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Luc De Clapiers	Honorary chairman	1 Jan 1991	Other	2159839
Tony Pierre Bourbon	Director	1 Jan 1991	Other	2159845
Jean Luc Enguehard	Director	1 Jul 1992	Other	3139861
Paul Anthony Sieczka	Vice president & financial principal	1 Nov 1992	Other	2270278
David Leslie Askren	Corporate secretary	1 Jun 1993	Other	2043198
Patrick Artus	Director	1 Sep 1994	Other	3139855
Michel Dupont	Director	1 Sep 1994	Other	3139859
Anthony Orsatelli	Director	1 Dec 1995	Other	3139854
Nicolas Fourt	Director	1 Dec 1995	Other	3139864
Louis Pinto	Director & cao	1 Jun 1996	Other	154337
Cdc Ixis Capital Markets North America Inc.	Parent	1 Apr 1997	75% - 100%	13-3559484
Ixis Capital Markets North America Inc.	Owner	1 Apr 1997	75% - 100%	13-3559484
Ramine Rouhani	Managing director	1 Jul 1997	Other	2053862
Stephane About	Director	1 Dec 1998	Other	4363854
William Branagh	Managing director & operations principal	1 Jul 2000	Other	2350108
Pierre Renee Charles Heydacker	Senior vice president	1 Jul 2000	Other	2098206
Kathleen Mary Lynch	Vice president, operations	1 Jul 2000	Other	1889595
A Manny Alicandro	Vice president & compliance officer	1 Aug 2000	Other	2372821
Roelof Aart Adriaan Jacobs	Vice president	1 Jan 2001	Other	3100931
Salvatore Anthony Demarco	Director	1 Jun 2001	Other	1708179
Nicolas A Dhalluin	Managing director	1 Jul 2001	Other	2293106
Vuk Milan Bulajic	Managing director & senior registered options principal	1 Aug 2002	Other	1872997
Eric Jay Raiten	Managing director	1 Aug 2002	Other	4315147
William Dellal	Managing director	1 Aug 2002	Other	1759633
Kenneth Michael Adler	Managing director	1 Dec 2002	Other	1417207
Michael Anthony Megliola	Managing director	1 Dec 2002	Other	4279174
Frank Michael Fletcher	Director	1 Mar 2003	Other	4191513
Henry James Sandlass	Managing director	1 Mar 2003	Other	1461447
Kenneth Mark Wormser	Managing director	1 Mar 2003	Other	2099206
Joseph Francis Vuolo	Director & cco	1 Jun 2003	Other	2248379
Samuel Yves Bouchot	Vice president	1 Mar 2004	Other	4721514
Roelof Aart Adriaan Jacobs	Vice president	1 Mar 2004	Other	3100931
Ramine Rouhani	Managing director	1 Sep 2004	Other	2053862
Luc De Clapiers	Ceo	1 Sep 2004	Other	2350193

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Government Of France	Owner	1 Apr 1816	75% - 100%	foreign
Cdc Ixis North America Inc.	Owner	1 Mar 1990	75% - 100%	13-3605907
Ixis North America Inc.	Owner	1 Mar 1990	75% - 100%	13-3605907
Caisse Des Depots Et Consignations	Parent	1 Jul 2000	75% - 100%	13-3759209
Cdc Finance Cdc Ixis	Owner	1 Oct 2000	75% - 100%	foreign
Cdc Ixis Capital Markets N.A.	Owner	1 Jun 2004	75% - 100%	13-3559484
Caisse Nationale Des Caisses D'epargne Cnce	Owner	1 Jun 2004	75% - 100%	foreign
Caisse D'epargne Cep	Owner	1 Jun 2004	50% - 75%	foreign
Caisse Des Depots Et Consignations	Owner	1 Jun 2004	25% - 50%	13-3759209
Cdc Ixis	Owner	1 Oct 2004	75% - 100%	foreign
Ixis Corporate & Investment Bank Cib	Owner	1 Oct 2004	75% - 100%	foreign

Based in New York

The principal office where Caisse Des Depots Securities Inc. performs its advisory services is located at 9 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-891-6100 or by fax 212-891-1800. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday.