Fischer Francis Trees & Watts, Inc (New York)

Name: Fischer Francis Trees & Watts, Inc
Address: 200 Park Avenue, New York, NY, 10166
Telephone: 212-681-3181

Fischer Francis Trees & Watts, Inc is a large advisory firm based in New York. It manages $41.16 billion of regulatory assets for 116 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Fischer Francis Trees & Watts provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fischer Francis Trees & Watts: assets under management

The assets under management (AUM) of Fischer Francis Trees & Watts, Inc is $41.16 billion. The firm's AUM has grown by 108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.99 billion in discretionary accounts and $1.17 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $357.07 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $293.37 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fischer Francis Trees & Watts, Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fischer Francis Trees & Watts, Inc

Daniel Albert Klein has been acting as President since 1 Nov 2011. Guy Williams has served as the Chief Investment Officer since 1 Apr 2010. Bnp Paribas Usa Inc. joined the executive team most recently as the Indirect Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Gatts Fischer	Managing director/shareholder of charter atlantic corporation/applicant	1 Jul 1972	Other	1665479
Stephen Chalmers Francis	Shareholder,chief risk oversight officer&vice chairman of boards of directors of charter atlantic corp/applicant	1 Jul 1972	Other	1665478
John Hill Watts	Shareholder,chief executive officer &chairman of board of directors of charter atlantic corporation/applicant	1 Jul 1972	Other	1665482
Bnp Paribas Investment Partners Usa Holdings Inc.	Direct owner	1 Jul 1973	75% - 100%	13-2725448
Inc. Bnp Paribas Asset Management Usa Holdings	Direct owner	1 Jul 1973	75% - 100%	13-2725448
Charter Atlantic Corporation ("Cac")	Employee stkhlders of cac own 100% of the class a common stk of cac,which reps 75.1% voting interest & a 40% profit part. in cac	1 Jul 1973	75% - 100%	13-2725448
Willett Sanders Moore	Managing director,shareholder of charter atlantic corporation/applicant	1 Jan 1976	Other	1665488
Stephen James Constantine	Shareholder &member of board of directors of charter atlantic corporation/applicant	1 Sep 1981	Other	1847247
Onder John Olcay	Shareholder&vicechairman for the boards of directors of cac/applicant	1 Jul 1983	Other	1847244
Adnan Akant	Managing director/shareholder of charter atlantic corporation/applicant	1 Apr 1984	Other	1847245
Liaquat Ali Ahamed	Shareholder&member of boards of director for cac/applicant	1 Apr 1988	Other	1847254
Simon G Hard	Shareholder & member of board of directors of charter atlantic corporation/applicant of charter atlantic corporation/applicant	1 Nov 1989	Other	4347792
Stephen Paul Casper	Shareholder, cfo& member of boards of director for charter atlantic corp & applicant	1 Feb 1990	Other	2073412
David Jay Marmon	Managing director/shareholder of charter atlantic corporation/applicant	1 Oct 1990	Other	1454237
Patricia Lurel Cook	Managing director/shareholder of charter atlantic corporation/applicant	1 Jun 1991	Other	1066107
Stewart Martin Russell	Managing director/shareholder of charter atlantic corportation/applicant	1 Apr 1992	Other	1528758
Jean Yves Thouvenin	Shareholder of charter atlantic corporation/applicant	1 Nov 1992	Other	1505368
Robin Sue Meister	Chief compliance officer / chief legal officer / secretary	1 Sep 1998	Other	4347379
Gilles Marie Vaugrigneuse	Member of the boards of directors of charter atlantic corporation/applicant	1 Nov 1999	Other	4347779
Vivien Joseph Levy Garboua	Member of the board of directors of charter atlantic corporation/applicant	1 Nov 1999	Other	4347784
Richard Samuel Williams	Shareholder of charter atlantic corporation/applicant	1 Jan 2000	Other	4347770
Roy Weichien Diao	Shareholder of charter atlantic corporation/applicant	1 Oct 2000	Other	2581047
Michael Louis Wyne	Shareholder of charter atlantic corporation/applicant,	1 Oct 2000	Other	1847252
Ulrich Koall	Shareholder of charter atlantic corporation /applicant	1 Oct 2000	Other	4347773
Katherine Margaret Williams	Shareholder of charter atlantic corporation/applicant	1 Oct 2000	Other	4347778
Deborah Hazell	Managing director/shareholder of charter atlantic corporation/applicant	1 Jun 2002	Other	4649392
Kevin Corrigan	Managing director, shareholder of charter atlantic corporation/applicant	1 Jun 2002	Other	4649483
Cathleen Mary Mcquillen	Chief financial officer of charter atlantic corporation/applicant	1 Feb 2003	Other	1214479
John Patrick Carey	Managing director, shareholder of charter atlantic corporation /applicant	1 Mar 2003	Other	1933290
Ken Katayama	Managing director,shareholder of charter atlantic corporation/applicant	1 Mar 2003	Other	4380217
Liaquat Ali Ahamed	Shareholder&member of board of directors for cac/app	1 Apr 2004	Other	1847254
Stephen Paul Casper	Chief executive officer,shareholder,member of board of directors for charter atlantic corp &appl	1 Apr 2004	Other	2073412
Stephen James Constantine	Shareholder &member of board of directors of charter atlantic corporation/applicant	1 Apr 2004	Other	1847247
Gilles Glicenstein	Member of the board of directors of cac/applicant	1 Sep 2005	Other	4589338
Philippe Jacques Lespinard	Deputy chief executive officer, member of board of directors	1 Jul 2006	Other	4347161
Jeff Trongone	Chief financial officer of cac/applicant, member of board of directors	1 Aug 2006	Other	4336443
Pascal Biville	Chairman, director	1 Dec 2006	Other	5268697
Pascal Didier Roland Biville	Chairman, director	1 Dec 2006	Other	5268697
Pierre Marc Lapomme	Member of board of directors of cac/applicant	1 Dec 2006	Other	2230684
Guy De Froment	Member of board of directors of cac/applicant	1 Dec 2006	Other	4347877
Barua Kausik	Managing director of applicant	1 May 2007	Other	5494060
Kenneth Odonnell	Managing director of applicant	1 May 2007	Other	3183335
Alan Hendrik Cauberghs	Managing director of applicant	1 May 2007	Other	5495025
Nicolas Chaput	Managing director of applicant	1 Jun 2007	Other	5373628
Richard Scott Hollander	Member of board of directors of cac/applicant	1 Jan 2008	Other	724511
Deborah Hazell	Chief executive officer and member of board of directors	1 Feb 2008	Other	4649392
Pascal Biville	Chairman of board of directors of cac/applicant	1 Feb 2009	Other	5268697
Michel Stavros Anastassiades	President/chief executive officer of cac and member of board of directors of cac, executive chairman of applicant's board	1 Feb 2009	Other	5641797
Telemaque Argyriou	Chief operating officer	1 Dec 2009	Other	5775768
Guy Williams	Chief investment officer	1 Apr 2010	Other	5775766
Alnoor M Premji	Member of board of directors	1 Apr 2010	Other	5401301
John Joseph Barletta	Chief financial officer / treasurer	1 Jul 2011	Other	4782310
Daniel Albert Klein	Director/vice president	1 Nov 2011	Other	6011117
Philippe Marchessaux	Director	1 Nov 2011	Other	5122339
William G De Vijlder	Director	1 Nov 2011	Other	5104919
Robert Trevor Harrison	Director, chief executive officer, president	1 Apr 2012	Other	6071820
Amanda Raynor	Chief operating officer	1 Jul 2015	Other	6631474
Daniel Albert Klein	Director / chief executive officer / president	1 Oct 2015	Other	6011117
Robert William Hawley	Director	1 Jan 2016	Other	828024

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bnp Paribas	Bnp paribas is a publicly owned limited liability banking corporation organized in the republice of france.	1 Jul 1999	25% - 50%	94-1677765
Bnp Paribas S.A.	Indirect owner	1 Jun 2001	75% - 100%	94-1677765
Bnp Paribas	Bnp paribas is a publicly owned limited liability banking corporation organized in the republic of france, indirect owner	1 Jun 2001	75% - 100%	94-1677765
Paribas North America Inc.	Indirect owner	1 Dec 2006	75% - 100%	13-1929559
Bnp Paribas Usa Inc.	Indirect owner	1 Dec 2006	75% - 100%	13-1929559
Bnp Paribas Usa Inc.	Indirect owner	1 Jan 2017	75% - 100%	13-1929559
Corp. Bnp Paribas Us Wholesale Holdings	Indirect owner	1 Jan 2017	75% - 100%	74-1953834

Based in New York

The principal office where Fischer Francis Trees & Watts, Inc performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-681-3181. The normal business hours are 9:00a.m. to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at bnpp-ip.com.