Emerge Capital Management Inc. (Buffalo)

Name: Emerge Capital Management Inc.
Address: 325 Delaware Ave, Suite 204, Buffalo, NY, 14202
Telephone: 716-970-4512

Emerge Capital Management Inc. is a large advisory firm based in Buffalo. It manages $119.63 million of regulatory assets for 605 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Georgia, and 4 other states.

Emerge Capital Management provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, educational seminars and workshops, and distribution services for other rias. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emerge Capital Management: assets under management

The assets under management (AUM) of Emerge Capital Management Inc. is $119.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $119.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $197.73 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Emerge Capital Management Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Emerge Capital Management Inc.

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lisa Miller Lake Langley	President, ceo,cco	1 Nov 2015	75% - 100%	1456751
Rachit Jawa	International consultant	1 May 2017	Other	6692106
Charles Douglas Spiring	Shareholder	1 Sep 2018	25% - 50%	6962627

Based in Buffalo

The principal office where Emerge Capital Management Inc. performs its advisory services is located at 325 Delaware Ave, Suite 204, Buffalo, NY 14202, which is also the mailing address of the firm. An additional office of the firm is in Johns Creek, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-970-4512 or by fax 1-716-970-4641. The normal business hours are 8:30 to 5:00 pm est on Monday - Friday. You can find more information about the New York firm at emergecm.com.