Graticule Asset Management Asia (Uk) Limited (London)


Graticule Asset Management Asia (Uk) Limited is a large advisory firm based in London. It manages $637.83 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2018.

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Graticule Asset Management Asia (Uk) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Graticule Asset Management Asia (Uk) Limited: assets under management

The assets under management (AUM) of Graticule Asset Management Asia (Uk) Limited is $637.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and $580.32 million of the total AUM is attributable to clients outside of the United States.


The firm manages $637.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Graticule Asset Management Asia (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Graticule Asset Management Asia (Uk) Limited serves?

The only and largest group of clients of Graticule Asset Management Asia (Uk) Limited is pooled investment vehicles with 5 clients and $637.83 million of assets under management. Among the 10 most similar advisory firms, Graticule Asset Management Asia (Uk) Limited has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $637.83 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Graticule Asset Management Asia (Uk) Limited also advises several private funds.

Careers at Graticule Asset Management Asia (Uk) Limited

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Graticule Asset Management Asia L.P. Sole shareholder of registrant 1 Apr 2014 75% - 100% 98-1161644
Paul R. Mrockowski Director of the registrant 1 Apr 2014 Other 4233231
David Lewis Zimmerman General counsel and chief compliance officer of registrant and its affiliates 1 Jan 2015 Other 4863919
Adam Jason Levinson Chief investment officer of the registrant and its affiliates 1 Jan 2015 Other 2269572
Oren Katz Director, and coo/cfo of the registrant and its affiliates 1 Jan 2015 Other 3120082
Jonathan James Candy Director, and chief executive officer of the registrant and its affiliates 1 May 2016 Other 6647364
Benjamin Yue Leong Ma Svp legal & compliance 1 May 2017 Other 6930682

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Fig Corp. General partner 1 Jan 2007 Other 20-8211534
Fortress Investment Group Llc Sole shareholder 1 Jan 2007 75% - 100% 20-5837959
Graticule Asset Management Asia General Partner (Cayman) Ltd. General partner 1 Jan 2014 Other 98-1160127
Adam Jason Levinson Sole shareholder 1 Jan 2014 75% - 100% 2269572
Graticule Asset Management Asia (Singapore) Pte. Ltd Limited partner 1 Jan 2015 50% - 75% 98-1170116
Fortress Operating Entity I Subsidiary Llc Limited partner 1 Jan 2015 25% - 50% 13-3989887
L.P. Fortress Operating Entity I Sole member 1 Jan 2015 75% - 100% 13-3989887
Finco I Intermediate Holdco Llc Sole member 1 Dec 2017 75% - 100% 82-2032556
Finco I Llc Sole member 1 Dec 2017 75% - 100% 82-1589140
Llc Fig Parent Sole member 1 Dec 2017 75% - 100% 82-2018056
Foundation Holdco Lp Sole member 1 Dec 2017 75% - 100% foreign entity
Sb Foundation Holdings Lp Sole limited partner 1 Dec 2017 75% - 100% foreign entity
Foundation Holdings Lp Sole limited partner 1 Dec 2017 75% - 100% foreign entity
Softbank Group Corp. Sole limited partner 1 Dec 2017 75% - 100% foreign entity
Sb Foundation Holdings (Gp) Llc General partner 1 Dec 2017 Other foreign entity
Foundation (Gp) Holdings Llc Sole member 1 Dec 2017 75% - 100% foreign entity

Based in London

The principal office where Graticule Asset Management Asia (Uk) Limited performs its advisory services is located at 14 Curzon Street, London, W1 J 5 Hn The mailing address of the firm is 1 Wallich Street, Singapore, 078881. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0) 20 7073 2100. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at gama.com.