Rhumbline Advisers (Boston)

Name: Rhumbline Advisers
Address: 30 Rowes Wharf Suite 350, Boston, MA, 02110
Telephone: 617-345-0434

Rhumbline Advisers is a large advisory firm based in Boston. It manages $4.93 billion of regulatory assets for 109 client accounts. It has been registered with the SEC as an adviser since 2001.

Rhumbline Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rhumbline Advisers: assets under management

The assets under management (AUM) of Rhumbline Advisers is $4.93 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.93 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $45.27 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rhumbline Advisers for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rhumbline Advisers

Ed Ek has served as the Chief Investment Officer since 1 Dec 2002. Denise Andrea Sexeny joined the executive team most recently as the Marketing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wayne Owen	Managing director	1 Oct 1990	Other	2576928
Kim Roger Mccant	Cfo, dir. of compliance	1 Oct 1990	Other	1337323
Brenda Helen Schofield	Marketing associate	1 Oct 1990	Other	4349012
Rhumbline Advisers Corporation	Managing general partner	1 Oct 1990	25% - 50%	04-3076646
Jaden Corporation	General partner	1 Dec 1991	25% - 50%	04-3139098
John Donald Nelson	Ceo	1 Oct 1999	Other	4349005
Ed Ek	Chief investment officer	1 Dec 2002	Other	4651254
Denise Andrea Sexeny	Marketing director	1 Dec 2202	Other	2379235

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John Donald Nelson	Shareholder	1 Oct 1990	75% - 100%	4349005

Based in Boston

The principal office where Rhumbline Advisers performs its advisory services is located at 30 Rowes Wharf Suite 350, Boston, MA 02110, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 617-345-0434 or by fax 617-345-0675. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.rhumblineadvisers.com.