Regents Park Funds, LLC (Newport Beach)
Regents Park Funds, LLC is an investment adviser to an investment company based in Newport Beach. It manages $62.33 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.
Regents Park Funds provides portfolio management for investment companies and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
Regents Park Funds: assets under management
The assets under management (AUM) of Regents Park Funds, LLC is $62.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 178% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Regents Park Funds, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Regents Park Funds serves?
The only and largest group of clients of Regents Park Funds is investment companies with 3 clients and $62.33 million of assets under management. Among the 3 most similar advisory firms, Regents Park Funds has the 2nd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $62.33 million for 3 clients. None of the firm’s clients are foreign persons or businesses.
Regents Park Funds doesn't advise any private funds.
Careers at Regents Park Funds, LLC
The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jean Nmn Simpson joined the executive team most recently as the Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 4 indirect owners.Based in Newport Beach
The principal office where Regents Park Funds, LLC performs its advisory services is located at 4041 Macarthur Boulevard, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-891-0600 or by fax 949-891-0600. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at regentsparkfunds.com.
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