Waterous Energy Fund Management (Us), LLC (Houston)

Name: Waterous Energy Fund Management (Us), LLC
Address: 1111 Bagby Street, Houston, TX, 77002
Telephone: 281-822-5680

Waterous Energy Fund Management (Us), LLC is a large advisory firm based in Houston. It manages $1.24 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Texas.

Waterous Energy Fund Management (Us) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Waterous Energy Fund Management (Us): assets under management

The assets under management (AUM) of Waterous Energy Fund Management (Us), LLC is $1.24 billion. $1.24 billion of the total AUM is attributable to clients outside of the United States.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Waterous Energy Fund Management (Us), LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Waterous Energy Fund Management (Us) serves?

The only and largest group of clients of Waterous Energy Fund Management (Us) is pooled investment vehicles with 3 clients and $1.24 billion of assets under management. Among the 8 most similar advisory firms, Waterous Energy Fund Management (Us) has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.24 billion for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Waterous Energy Fund Management (Us) also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Waterous Energy Fund Management (Us), LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Waterous Energy Fund Management Corp.	Sole member	1 Oct 2017	75% - 100%	foreign entity
Connor Lonergan Waterous	Chief compliance officer	1 Oct 2017	Other	6884577
Adam Richard Waterous	Director of general partner of waterous energy fund (us) lp	1 Oct 2017	Other	2206668
Wef Gp (Us) Corp.	General partner of waterous energy fund (us) lp	1 Dec 2017	Other	foreign entity
Adam Richard Waterous	Director of general partner of waterous energy fund (us) lp	1 Dec 2017	Other	2206668
James Gordon Flatt	Director of general partner of waterous energy fund (us) lp	1 Dec 2017	Other	6889432
David Lawrence Roosth	Chief compliance officer	1 Mar 2018	Other	5353955
Michael Edward Buckingham	Chief compliance officer	1 Sep 2018	Other	4671869

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Gordon Flatt	Shareholder	1 May 2015	75% - 100%	6889432
Adam Richard Waterous	Shareholder	1 Feb 2016	50% - 75%	2206668
Janet Katherine Waterous	Shareholder	1 Feb 2016	50% - 75%	6893353
Adam Richard Waterous	Shareholder	1 Sep 2016	75% - 100%	2206668
Liricon Capital Ltd.	Shareholder	1 Dec 2016	75% - 100%	foreign entity
Skky Capital Corporation Limited	Shareholder	1 Dec 2016	75% - 100%	foreign entity
Liricon Capital Ltd.	Shareholder	1 Dec 2017	50% - 75%	foreign entity
1100362 B.C. Ltd.	Shareholder	1 Dec 2017	50% - 75%	foreign entity
Skky Capital Corporation Limited	Shareholder	1 Dec 2017	75% - 100%	foreign entity

Based in Houston

The principal office where Waterous Energy Fund Management (Us), LLC performs its advisory services is located at 1111 Bagby Street, Houston, TX 77002, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 281-822-5680. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at waterous.com.