Highbury Pacific Capital Corp. (Seattle)

Highbury Pacific Capital Corp. is a large advisory firm based in Seattle. It manages $257.53 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Washington.

Highbury Pacific Capital Corp provides portfolio management for businesses and institutional clients and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highbury Pacific Capital Corp: assets under management

The assets under management (AUM) of Highbury Pacific Capital Corp. is $257.53 million. $257.53 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in pooled investment vehicles the most. They account for 49% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 19% of the firm’s portfolio. Investments in other assets form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Highbury Pacific Capital Corp. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gary Stephen Lee serves?

The only and largest group of clients of Gary Stephen Lee is corporations or other businesses with 1 clients and $257.53 million of assets under management. Among the 11 most similar advisory firms, Highbury Pacific Capital Corp has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $257.53 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Highbury Pacific Capital Corp doesn't advise any private funds.

Careers at Highbury Pacific Capital Corp.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Stephen Lee	President	1 Dec 2003	75% - 100%	5918119
Gary Stephen Lee	Chief compliance officer	1 Feb 2012	75% - 100%	5918119

Based in Seattle

The principal office where Highbury Pacific Capital Corp. performs its advisory services is located at 1001 Fourth Avenue, Seattle, WA 98154, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-340-2800. The normal business hours are by appointment only on Other.