Stocker Woods Financial, Inc (Denton)

Name: Stocker Woods Financial, Inc
Address: 2412 Old North Road, #103, Denton, TX, 76209
Telephone: 940-566-1212

Stocker Woods Financial, Inc is an adviser based in Denton. It manages $19.53 million of regulatory assets for 258 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Louisiana, Nebraska, and Texas.

Stocker Woods Financial provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stocker Woods Financial: assets under management

The assets under management (AUM) of Stocker Woods Financial, Inc is $19.53 million. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.35 million in discretionary accounts and $2.18 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $75.75 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $75.13 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stocker Woods Financial, Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stocker Woods Financial, Inc

Carl Harrison Stocker has been acting as President since 1 Apr 2006. Michael Dennis Woods joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carl Harrison Stocker	President/chief compliance officer	1 Apr 2006	75% - 100%	1282672
Michael Dennis Woods	Vice president	1 Apr 2006	Other	2996865

Based in Denton

The principal office where Stocker Woods Financial, Inc performs its advisory services is located at 2412 Old North Road, #103, Denton, TX 76209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 940-566-1212 or by fax 940-381-3074. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.stockerwoods.com.