Hawsgoodwin Investment Management, LLC is a large advisory firm based in Franklin. It manages $393.29 million of regulatory assets for 633 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, Kentucky, Louisiana, Nebraska, and Tennessee.
Hawsgoodwin Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hawsgoodwin Investment Management, LLC is $393.29 million. The firm's AUM has grown by 292% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Hawsgoodwin Investment Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Hawsgoodwin Investment Management is high net worth individuals with 50 clients and $200.26 million of assets under management. Among the 10 most similar advisory firms, Hawsgoodwin Investment Management has the 4th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $379.46 million for 251 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Hawsgoodwin Investment Management doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Hawsgoodwin Investment Management, LLC performs its advisory services is located at 5000 Meridian Boulevard, Franklin, TN 37067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 615-771-1012 or by fax 615-771-1013. The normal business hours are 8:00am - 4:00pm (ct) on Monday - Friday. You can find more information about the New York firm at hawsgoodwin.com.