Ironview Capital Management, LLC (King Of Prussia)

Name: Ironview Capital Management, LLC
Address: 660 American Ave, King Of Prussia, PA, 19406
Telephone: 215-793-0111

Ironview Capital Management, LLC is a large advisory firm based in King Of Prussia. It manages $914.03 million of regulatory assets for 329 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of District of Columbia, Florida, Maryland, and 6 other states.

Ironview Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and corporate consulting. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ironview Capital Management: assets under management

The assets under management (AUM) of Ironview Capital Management, LLC is $914.03 million. The firm's AUM has grown by 60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $889.03 million in discretionary accounts and $25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.92 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1 million.

Investments

The firm invests in investment and business development companies the most. They account for 91% of the total AUM. The second-largest asset type is exchange traded securities, which make up 2% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ironview Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ironview Capital Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Ironview Capital Management is pension and profit sharing plans with 117 clients and $575.01 million of assets under management. Among the 8 most similar advisory firms, Ironview Capital Management has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $914.03 million for 329 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ironview Capital Management doesn't advise any private funds.

Careers at Ironview Capital Management, LLC

The company employs 17 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sean Aloysius Bergin	Managing member; chief compliance officer	1 Apr 2009	25% - 50%	4548929
Benjamin Conrad Roberts	Managing member	1 Dec 2010	25% - 50%	3252010
Kevin P. Mullen	Partner	1 Jan 2015	25% - 50%	6467106
Lee Harper Davis	Partner	1 Jan 2015	Other	1715866
Justin Vincent Delisi	Partner	1 Jun 2015	Other	6217263
Rahul Kothari	Partner	1 Jan 2016	Other	3253947
Ironview Fla Llc	Member	1 Dec 2017	50% - 75%	82-3842742
Ironview Penn Llc	Member	1 Dec 2017	50% - 75%	82-2985882

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rahul Kothari	Member	1 Dec 2017	Other	3253947
Benjamin Conrad Roberts	Member	1 Dec 2017	Other	3252010
Sean Aloysius Bergin	Member	1 Dec 2017	25% - 50%	4548929
Kevin P. Mullen	Member	1 Dec 2017	25% - 50%	6467106
Justin Vincent Delisi	Member	1 Dec 2017	Other	6217263

Based in King Of Prussia

The principal office where Ironview Capital Management, LLC performs its advisory services is located at 660 American Ave, King Of Prussia, PA 19406, which is also the mailing address of the firm. An additional office of the firm is in Pittsburgh, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-793-0111 or by fax 215-793-0113. The normal business hours are 9am-5:30pm on Monday - Friday. You can find more information about the New York firm at berginroberts.com.