Panda Power Generation Infrastructure Fund, LLC (Dallas)

Name: Panda Power Generation Infrastructure Fund, LLC
Address: 5001 Spring Valley Road, Dallas, TX, 75244 3646
Telephone: 972-361-2000

Panda Power Generation Infrastructure Fund, LLC is a large advisory firm based in Dallas. It manages $812.14 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012.

Panda Power Generation Infrastructure Fund provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Panda Power Generation Infrastructure Fund: assets under management

The assets under management (AUM) of Panda Power Generation Infrastructure Fund, LLC is $812.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $812.14 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $101.52 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Panda Power Generation Infrastructure Fund, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Todd W Carter serves?

The only and largest group of clients of Todd W Carter is pooled investment vehicles with 8 clients and $812.14 million of assets under management. Among the 10 most similar advisory firms, Panda Power Generation Infrastructure Fund has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $812.14 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Panda Power Generation Infrastructure Fund also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Panda Power Generation Infrastructure Fund, LLC

The company employs 38 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Todd W Carter has been acting as President since 1 Apr 2010. Robert P O'connell joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert W Carter	Managing partner/chief executive officer	1 Apr 2010	50% - 75%	6009322
Todd W Carter	Senior partner/president	1 Apr 2010	Other	6009324
William C Nordlund	Managing director	1 Apr 2010	Other	6009327
Ralph T Killian	Managing director/development	1 Apr 2010	Other	6009330
Robert K Simmons	Managing director/chief financial officer/treasurer	1 Apr 2010	Other	2600034
L Stephen Rizzieri	Chief legal officer/general counsel	1 Apr 2010	Other	1198329
Edward Daniels	Managing director/chief legal officer/general counsel	1 Apr 2013	Other	6180334
Edmund D Daniels	Managing director/chief legal officer/general counsel/chief compliance officer	1 Nov 2013	Other	6180334
Edmund Dan Daniels	Chief legal officer, chief compliance officer, managing director, general counsel	1 Nov 2013	Other	6180334
William Chalmers Nordlund	Member, partner	1 Mar 2015	Other	6009327
Robert William Carter	Member, managing partner, chairman	1 Jul 2016	50% - 75%	6009322
Todd Wilkerson Carter	Member, chief executive officer, senior partner, president	1 Jul 2016	Other	6009324
Derek Anthony Porter	Chief operating officer	1 Jul 2016	Other	6931710
Michael Andrew Trentel	Chief financial officer, chief risk officer	1 Nov 2017	Other	6931711
Robert P O'connell	Chief compliance officer	1 Jul 2019	Other	5464368

Based in Dallas

The principal office where Panda Power Generation Infrastructure Fund, LLC performs its advisory services is located at 5001 Spring Valley Road, Dallas, TX 75244 3646, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-361-2000 or by fax 972-361-2001. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at pandafunds.com.