Amerivest Investment Management, LLC (Omaha)

Name: Amerivest Investment Management, LLC
Address: 200 South 108 Th Avenue, Omaha, NE, 68154
Telephone: 800-237-8692

Amerivest Investment Management, LLC is a large advisory firm based in Omaha. It manages $12.54 billion of regulatory assets for 131,293 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Amerivest Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 119,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

Amerivest Investment Management: assets under management

The assets under management (AUM) of Amerivest Investment Management, LLC is $12.54 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.54 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.48 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Amerivest Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Amerivest Investment Management, LLC

Mark Alan Gibson has been acting as President since 1 Apr 2003. William Thomas Yates joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Financial Passport	Member, amerivest investment management, llc	1 Mar 2000	75% - 100%	54-1982035
John Peter Ricketts	Secretary & manager	1 Jul 2000	Other	2446207
John Joe Ricketts	Manager	1 Jul 2000	Other	376154
Mark Alan Gibson	President	1 Apr 2003	Other	2411853
Curtis L Krueger	Director	1 Apr 2003	Other	2237386
John Ranald Macdonald	Vice president and treasurer	1 Jul 2003	Other	2540475
Michael Russ Feigeles	President	1 Jan 2004	Other	862722
Michael Christopher Freeman	Director	1 Jan 2004	Other	4709130
Terrance Shawn Dewald	Chief compliance officer	1 Apr 2004	Other	3173980
John Jay Ehlers	Director	1 Mar 2005	Other	2070761
John Peter Ricketts	President	1 Jul 2005	Other	2446207
Richard Walsh	President	1 Jul 2005	Other	4405571
James C Wangsness	Vice president	1 Jul 2005	Other	4523500
Felix Beard Davidson	Vice president	1 Jul 2005	Other	3061512
Gilbert Russell Ott	Secretary	1 Nov 2005	Other	877316
Jon Charles Peterson	V. president & treasurer	1 Nov 2005	Other	2772631
John Francis Bell	V. president & coo	1 Nov 2005	Other	4403368
Lawrence John Szczech	President	1 Sep 2006	Other	4264198
Brian John Stimpfl	Vice president	1 Sep 2006	Other	1845734
William James Vulpis	President	1 Oct 2006	Other	1029870
Thomas Christian Armstrong	Board of managers member	1 Oct 2006	Other	2048326
William Joseph Gerber	Board of managers member	1 Mar 2007	Other	1769810
Gerald Paul Krager	Chief compliance officer	1 Jun 2007	Other	2943927
Stephanie Halliday Giroux	Vice president	1 Nov 2007	Other	1770070
Kevin Francis Finn	Vice president	1 Mar 2008	Other	2287444
William Joseph Gerber	Board of managers member	1 Oct 2008	Other	1769810
John Bradley Bunch	Director	1 Oct 2008	Other	1908764
Matthew Thomas Judge	Vice president	1 Dec 2008	Other	2750534
Eric Lane Walker	Vice president	1 Dec 2008	Other	1952893
John Francis Bell	President & coo	1 Jul 2009	Other	4403368
Shelby Lee Meyer	Vice president	1 Dec 2010	Other	1946799
James Anthony Powell	V. president & treasurer	1 Sep 2011	Other	1627742
Boris Khazin	Investment oversight officer	1 Sep 2011	Other	5239664
John Thomas Bradley	Board of managers member	1 Feb 2012	Other	1436857
Karen Ann Cassidy	Treasurer	1 Mar 2015	Other	5926625
Karen A. Cassidy	Treasurer	1 Mar 2015	Other	5926625
Stephen John Boyle	Board of managers member	1 Oct 2015	Other	6501238
William Thomas Yates	Treasurer	1 Oct 2016	Other	2749545

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tdameritrade Holding Corporation	Shareholder	1 Sep 2002	75% - 100%	82-0543156
Tdameritrade Online Holdings Corp.	Shareholder	1 Sep 2002	75% - 100%	47-0642657
Ameritrade Holding Corporation	Shareholder	1 Sep 2002	75% - 100%	82-0543156
Ameritrade Online Holdings Corp.	Shareholder	1 Sep 2002	75% - 100%	47-0642657

Based in Omaha

The principal office where Amerivest Investment Management, LLC performs its advisory services is located at 200 South 108 Th Avenue, Omaha, NE 68154 The mailing address of the firm is 200 South 108 Th Avenue, Omaha, NE 68154. An additional office of the firm is in Fort Worth, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-237-8692 or by fax 402-970-3440. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at tdameritrade.com.