Erisey Wealth Management LLC (Cave Creek)

Erisey Wealth Management LLC is an adviser based in Cave Creek. It manages $26.03 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Michigan.

Erisey Wealth Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as managing partner of llc.

Erisey Wealth Management: assets under management

The assets under management (AUM) of Erisey Wealth Management LLC is $26.03 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Erisey Wealth Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Erisey Wealth Management LLC

Kenneth Russell Hartley has been acting as President since 1 Oct 2005. Shelly Ann Oswald joined the executive team most recently as the Chief Compliance Officer, Trust Administrator.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Russell Hartley	President	1 Oct 2005	75% - 100%	2197816
Shelly Ann Oswald	Chief compliance officer, trust administrator	1 Feb 2009	Other	3193529

Based in Cave Creek

The principal office where Erisey Wealth Management LLC performs its advisory services is located at 4836 E Juana Ct, Cave Creek, AZ 85331 The mailing address of the firm is 28248 N Tatum Blvd., Cave Creek, AZ 85331. It doesn’t run an office outside of the United States.