Cougar Global Investments Ltd Ptnshp (Toronto)

Name: Cougar Global Investments Ltd Ptnshp
Address: 357 Bay Street, Toronto, M5 H 2 T7
Telephone: 416-368-5255

Cougar Global Investments Ltd Ptnshp is a large advisory firm based in Toronto. It manages $169.76 million of regulatory assets for 369 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Maine, New Hampshire, and New York.

Cougar Global Investments Ltd Ptnshp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cougar Global Investments Ltd Ptnshp: assets under management

The assets under management (AUM) of Cougar Global Investments Ltd Ptnshp is $169.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 142% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $169.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $460.05 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cougar Global Investments Ltd Ptnshp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cougar Global Investments Ltd Ptnshp

Donald G Baker has been acting as President since 1 Dec 1993. Deborah K Frame joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
E James Breech	President & ceo	1 Dec 1993	Other	4376691
Earl James Breech	President & ceo, chief compliance officer	1 Dec 1993	Other	4376691
Donald G Baker	Director	1 Dec 1993	Other	4376689
Cougar Global Investments Limited	General partner of the partnership	1 Jul 1995	50% - 75%	foreign
Rudy Trankner	Limited partner	1 Jul 1997	Other	4378656
Alfred Trankner	Limited partner	1 Nov 1997	Other	4378655
R Peter Mclaughlin	Director & corporate secretary	1 Jan 1998	Other	4376688
Greenbriar Holdings Limited	Limited partner	1 Apr 1998	Other	foreign
Arthur Hounsell	Svp operations	1 Apr 1999	Other	4378629
Gwyer F Moore	Director & vice-chairman	1 Oct 2006	Other	5311088
Deborah K Frame	Chief compliance officer	1 Nov 2009	Other	5755038

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Greenbriar Holdings Limited	Common share holder	1 Dec 1994	25% - 50%	foreign

Based in Toronto

The principal office where Cougar Global Investments Ltd Ptnshp performs its advisory services is located at 357 Bay Street, Toronto, M5 H 2 T7, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 416-368-5255 or by fax 416-368-7738. The normal business hours are 8:45 a.m.- 4:45 p.m. on Monday - Friday. You can find more information about the New York firm at www.cougarglobal.com.