Salomon Brothers Asset Management, Ltd. (London)

Name: Salomon Brothers Asset Management, Ltd.
Address: Citigroup Centre, Canada Square, London, E14 5 Lb
Telephone: 442075002486

Salomon Brothers Asset Management, Ltd. is a large advisory firm based in London. It manages $401.61 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

Salomon Brothers Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Salomon Brothers Asset Management: assets under management

The assets under management (AUM) of Salomon Brothers Asset Management, Ltd. is $401.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $401.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Salomon Brothers Asset Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Salomon Brothers Asset Management, Ltd.

Michael Simon Green has been acting as President since 1 Mar 2000. Margaret Adams joined the executive team most recently as the Head Of Operations, European Management Committee Member For The Investment Adviser.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Kandunias	European management committee member	1 May 1965	Other	4520050
Salomon Brothers Europe Limited (Sbel)	100% s/h of registered adviser	1 Dec 1992	75% - 100%	foreign
Citigroup Global Markets Europe Limited	100% s/h of registered adviser	1 Dec 1992	75% - 100%	foreign
Salomon Brothers Holding Company Inc. (Sbhc)	100% s/h of sil	1 May 1993	75% - 100%	13-3082695
Salomon International Finance Ag (Sif)	3% s/h of sbel	1 Dec 1994	Other	foreign
Salomon Brothers Holding Company Inc. (Sbhc)	100% s/h of sif	1 Dec 1994	75% - 100%	13-3082695
Susan Helena Dean	Finance officer	1 Jul 1996	Other	4362305
Salomon Smith Barney Holdings Inc. (Ssbh)	100% s/h of sbhc	1 Nov 1997	75% - 100%	11-2418067
Citigroup Inc.	100% s/h of ssbh	1 Nov 1997	75% - 100%	52-1568099
Salomon International Llc (Sil)	97% s/h of sbel	1 Jul 1999	75% - 100%	13-3240203
Vernon Richard Barback	Global head of technology and operations for citigroup asset management limited	1 Aug 1999	Other	4347165
Linda Marget Davies	Legal officer	1 Mar 2000	Other	2618049
Michael Simon Green	Director	1 Mar 2000	Other	4362306
Jill Anne Paitchel	Director	1 Mar 2000	Other	1333917
Philippe Jacques Lespinard	Head of european investments	1 Mar 2000	Other	4347161
May Steele	European management committee member	1 Aug 2000	Other	4520047
Denis Lionel Chatterton	Compliance officer	1 Sep 2000	Other	4347159
Michael Patrick Mcelroy	Head of global equity investment, european management committee member	1 Jan 2001	Other	2851856
Martin Tully	Head of technology and operations for citigroup asset management limited, europe	1 Feb 2001	Other	4347167
Robert Locke Battel	Director & chief executive officer of citigroup asset management, europe	1 Oct 2001	Other	14775
Victor Simeonovitch Filatov	European management committee member	1 Oct 2001	Other	1710290
Neil Mcpherson	European management committee member	1 Oct 2001	Other	4489455
Richard Patrick Mcnamara	Finance officer	1 Nov 2001	Other	4489453
Christopher Parker	Head of non-us fixed income, european management committee member	1 Feb 2002	Other	4520046
Patrick Aloysius Mcdonnell	European management committee member	1 Jun 2002	Other	2665672
John Martin Nestor	Business head of citigroup asset management europe and director & chief executive officer for the investment adviser	1 Nov 2002	Other	4391240
Harvey Lewis Slater	Head of operations, european management committe member for the investment adviser	1 Dec 2002	Other	1637337
Ursula Schliessler	Director, business manager and european management committe member for the investment adviser	1 Dec 2002	Other	4648520
Paula Denise Marsh	Compliance officer, european management committee member	1 Apr 2003	Other	4670748
Margaret Adams	Head of operations, european management committee member for the investment adviser	1 Aug 2003	Other	4708015
Charles G Neher	Head of technology, european management committee member for the investment adviser	1 Aug 2003	Other	2608439

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Salomon Brothers Holding Company Inc	100% s/h of sil	1 May 1993	75% - 100%	13-3082695
Citigroup Financial Products Inc	100% s/h of cgm	1 May 1993	75% - 100%	13-3082695
Salomon Brothers Holding Company Inc	100% s/h of sif	1 Dec 1994	75% - 100%	13-3082695
Salomon International Finance Ag	3% s/h of sbel	1 Dec 1994	Other	foreign
Citigroup Financial Products Inc	100% s/h of cgmif	1 Dec 1994	75% - 100%	13-3082695
Citigroup Inc	100% s/h of ssbh	1 Nov 1997	75% - 100%	52-1568099
Salomon Smith Barney Holdings Inc	100% s/h of sbhc	1 Nov 1997	75% - 100%	11-2418067
Citigroup Global Markets Holdings Inc	100% s/h of cfp	1 Nov 1997	75% - 100%	11-2418067
Salomon International Llc	97% s/h of sbel	1 Jul 1999	75% - 100%	13-3240203
Citigroup Global Markets Llc	97% s/h of cgmel	1 Jul 1999	75% - 100%	13-3240203

Based in London

The principal office where Salomon Brothers Asset Management, Ltd. performs its advisory services is located at Citigroup Centre, Canada Square, London, E14 5 Lb, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 442075002486 or by fax 442075002117. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at www.salomonsmithbarney.com.