Pekin Singer & Shapiro Asset Management Inc (Chicago)


Pekin Singer & Shapiro Asset Management Inc is a large advisory firm based in Chicago. It manages $407.21 million of regulatory assets for 564 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Illinois, and Wisconsin.

Pekin Singer & Shapiro Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pekin Singer & Shapiro Asset Management: assets under management

The assets under management (AUM) of Pekin Singer & Shapiro Asset Management Inc is $407.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $407.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $722 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pekin Singer & Shapiro Asset Management Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pekin Singer & Shapiro Asset Management Inc

Sheldon Mark Pekin has been acting as President since 1 May 2000. William Andrew Pekin joined the executive team most recently as the Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Richard Allen Singer Senior vice-president 1 Mar 1990 Other 425205
Nathan Shapiro Senior vice-president 1 Mar 1990 Other 420097
Alan L Zable Chief financial officer 1 Jan 2000 Other 1413522
Sheldon Mark Pekin President 1 May 2000 Other 359431
Ronald Lee Strauss Senior vice-president 1 Jul 2000 Other 438196
Brandon Hardy Financial analyst 1 Jan 2001 Other 4125065
William Andrew Pekin Vice-president 1 Jan 2003 Other 2067982

Based in Chicago

The principal office where Pekin Singer & Shapiro Asset Management Inc performs its advisory services is located at 21 S Clark Street, Suite 3325, Chicago, IL 60603, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-554-7525 or by fax 312-554-7502. The normal business hours are 8:30am- 5pm on Monday - Friday.