Lugano Financial Advisors S.A. (Lugano Ticino)


Lugano Financial Advisors S.A. is a large advisory firm based in Lugano Ticino. It manages $795.12 million of regulatory assets for 250 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Florida, Hawaii, and 10 other states.

Lugano Financial Advisors provides portfolio management for individuals and small businesses and global reporting & risk analyses of client portfolios including assets not under management. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lugano Financial Advisors: assets under management

The assets under management (AUM) of Lugano Financial Advisors S.A. is $795.12 million. The firm's AUM has grown by 894% since the beginning of its operation, and $22.14 million of the total AUM is attributable to clients outside of the United States.

The firm manages $396.57 million in discretionary accounts and $398.55 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.77 million.

Investments

The firm invests in exchange traded securities the most. They account for 57% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lugano Financial Advisors S.A. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lugano Financial Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Lugano Financial Advisors is high net worth individuals with 97 clients and $513.68 million of assets under management. Among the 8 most similar advisory firms, Lugano Financial Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $570.82 million for 216 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.

Lugano Financial Advisors doesn't advise any private funds.

Careers at Lugano Financial Advisors S.A.

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 10 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lugano Financial Advisors S.A. is owned by Gianpaolo Bonalumi. Alessandro Conrad has served as the Chief Investment Officer since 1 Apr 2014 and Giampaolo Bonalumi is the Chief Executive Officer of Lugano Financial Advisors S.A. family office. Pietro Villani joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gianpaolo Bonalumi Owner 1 Jan 2010 25% - 50% 5751011
Siro Spellini Owner 1 Jan 2010 25% - 50% 2554474
Francesco Bernasconi Owner 1 Jan 2010 25% - 50% 5751009
Dirk Klitsch Chief compliance officer 1 Jan 2010 Other 5751081
Francesco Bernasconi Chief executive officer / chief financial officer 1 Jan 2011 Other 5751009
Lfg Holding Sa Owner 1 Jan 2011 75% - 100% foreign
Gianpaolo Bonalumi Officer 1 Jan 2011 Other 5751011
Cristina Luiselli Chief compliance officer 1 Jan 2011 Other 5904772
Luca Bosia Chief investment officer 1 Jan 2011 Other 5904776
Lugano Financial Group Sa Owner 1 Jan 2011 75% - 100% foreign
Giampaolo Bonalumi Officer 1 Jan 2011 Other 5751011
Siro Spellini Executive officer 1 Sep 2012 Other 2554474
Patrick Borradori Portfolio manager 1 Sep 2012 Other 6126294
Hans Wihler Managing director 1 Jan 2013 Other 6162727
Giampaolo Bonalumi Chief executive officer 1 Jan 2013 Other 5751011
Luca Bosia Relationship manager 1 Jan 2014 Other 5904776
Alessandro Conrad Chief investment officer 1 Apr 2014 Other 6446571
Michel Philippe Guignard Relationship manager 1 Jul 2014 Other 4755637
Niccolo Badoglio Portfolio manager 1 Nov 2014 Other 6446570
Elisabetta Foresti Chief compliance officer 1 Jan 2015 Other 6446569
Deen Sheik Fareed Relationship manager 1 Mar 2015 Other 6458886
Cristina Luiselli Chief compliance officer 1 Sep 2015 Other 5904772
Niccolo Badoglio Chief investment officer 1 Mar 2016 Other 6446570
Paolo Panza Junior portfolio manager 1 Mar 2016 Other 6629159
Luca Bosia Senior investment advisor 1 Sep 2016 Other 5904776
Paolo Panza Senior investment advisor 1 Sep 2016 Other 6629159
Rene Marty Chief executive officer / member of the board 1 Jun 2017 Other 4877270
Niccolo Badoglio Senior portfolio manager 1 Sep 2017 Other 6446570
Massimo Borghesi Chief investment officer 1 Sep 2017 Other 6859078
Monica Casillo Chief compliance officer 1 Jan 2018 Other 6900712
Mattia Ostinelli Risk manager 1 Jan 2018 Other 7070949
Paolo Panza Senior relationship manager 1 Sep 2018 Other 6629159
Pietro Villani Portfolio manager 1 Sep 2019 Other 7171982

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Siro Spellini Shareholder 1 Jan 2011 25% - 50% 2554474
Michele Vanossi Shareholder 1 Jan 2013 25% - 50% 6162729

Based in Lugano Ticino

The principal office where Lugano Financial Advisors S.A. performs its advisory services is located at Via F. Pelli 3, Lugano Ticino, 6900, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41.91.921.2533 or by fax +41.91.921.3809. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at lfa.ch.