Gf Capital Asset Advisors, LLC (New York)


Gf Capital Asset Advisors, LLC is a large advisory firm based in New York. It manages $432.6 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Gf Capital Asset Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gf Capital Asset Advisors: assets under management

The assets under management (AUM) of Gf Capital Asset Advisors, LLC is $432.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $432.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.07 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gf Capital Asset Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gf Capital Asset Advisors serves?

The only and largest group of clients of Gf Capital Asset Advisors is pooled investment vehicles with 9 clients and $432.6 million of assets under management. Among the 7 most similar advisory firms, Gf Capital Asset Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $432.6 million for 9 clients. None of the firm’s clients are foreign persons or businesses.

Gf Capital Asset Advisors also advises several private funds. Namely, five real estate funds and four private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $5,000,000.

Careers at Gf Capital Asset Advisors, LLC

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Gf Capital Management & Advisors Manager and owner, gf capital asset advisors, llc gf capital asset management, llc and gf capital private equity management, llc 1 Apr 2005 75% - 100% 52-2328321
David Eric Basner Managing director 1 Apr 2005 Other 2584369
Gary Lee Fuhrman Ceo 1 Apr 2005 Other 1190508
L. Neil Shapiro Managing director and chief compliance officer 1 Apr 2005 Other 2556476
Robert A Glass Vice president, controller & chief compliance officer 1 Dec 2008 Other 4644337
Patrick Arthur Dwyer Vp, controller, gf capital asset advisors, llc gf capital asset management, llc and gf capital private equity management, llc 1 May 2013 Other 5936752

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Eric Basner Member 1 Dec 2001 Other 2584369
L. Neil Shapiro Member 1 Dec 2001 Other 2556476
Gary Lee Fuhrman Chairman & chief executive officer 1 Dec 2001 75% - 100% 1190508
Erik Jon Baker Member 1 Feb 2002 Other 2529462
Gary Lee Fuhrman Member 1 Jan 2005 75% - 100% 1190508

Based in New York

The principal office where Gf Capital Asset Advisors, LLC performs its advisory services is located at 767 Fifth Avenue, New York, NY 10153, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-433-1234 or by fax 212-433-1239. The normal business hours are 9:00am to 5:30pm on Monday - Friday. You can find more information about the New York firm at gfcap.com and its LinkedIn profile.