Treesdale Partners, LLC (New York)


Treesdale Partners, LLC is a mid-sized advisory firm based in New York. It manages $390.74 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2004.

Treesdale Partners provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Treesdale Partners: assets under management

The assets under management (AUM) of Treesdale Partners, LLC is $390.74 million. The firm's AUM has grown by 64% since the beginning of its operation, and $3.62 million of the total AUM is attributable to clients outside of the United States.

The firm manages $14.7 million in discretionary accounts and $376.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.9 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $376.04 million.
Treesdale Partners has custody of $14.7 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Treesdale Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Treesdale Partners serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Treesdale Partners is investment companies with 1 clients and $376.04 million of assets under management. Among the 5 most similar advisory firms, Treesdale Partners has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $390.74 million for 4 clients. 25% of the firm’s clients are foreign persons or businesses.

Treesdale Partners also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Treesdale Partners, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Yung Chan Lim Managing member 1 Oct 2002 50% - 75% 1741749
Dennis Kunhyuk Rhee Managing member 1 Oct 2002 50% - 75% 1762033
Peter Marc Ortiz Chief compliance officer 1 Oct 2004 Other 4489860
Yoshihiko Nagakura Managing director 1 Jan 2005 Other 1706458
Kejian Wu Director of investments 1 Jun 2007 Other 5128943
Jack Scott Weiner Managing director 1 Jul 2007 Other 2670783
Michael Jaison Naft Chief compliance officer 1 Jan 2008 Other 5472125
Peter Marc Ortiz Director of operations 1 Jan 2008 Other 4489860
Ronald Alan Weibye Cio/head of structured credit 1 Jul 2008 Other 1887138
Peter Matthew Rosenblatt Chief financial officer 1 Sep 2010 Other 5107572
Michele Romero Chief financial officer/chief compliance officer 1 Jul 2012 Other 5107572
Leeor Cohen Director of operations / chief compliance officer 1 Dec 2013 Other 6285520
Sean Eric Boyars Director of operations / chief compliance officer 1 Jan 2015 Other 5804950

Based in New York

The principal office where Treesdale Partners, LLC performs its advisory services is located at 1325 Avenue Of The Americas, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-246-4234 or by fax 212-757-0697. The normal business hours are 8:00 am to 7:00 pm eastern standard time on Monday - Friday. You can find more information about the New York firm at treesdalellc.com.

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