Batterymarch Financial Management Inc (New York)

Name: Batterymarch Financial Management Inc
Address: 880 Third Avenue, New York, NY, 10022
Telephone: 212-886-9200

Batterymarch Financial Management Inc is a large advisory firm based in New York. It manages $9.74 billion of regulatory assets for 65 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Maryland and Massachusetts.

Batterymarch Financial Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and model-only portfolios and trade recommendations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Batterymarch Financial Management: assets under management

The assets under management (AUM) of Batterymarch Financial Management Inc is $9.74 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.74 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.83 million each.

Batterymarch Financial Management has custody of $9.6 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Batterymarch Financial Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Batterymarch Financial Management Inc

James Hayden Norman has been acting as President since 1 May 2014. Thomas Linkas has served as the Chief Investment Officer since 1 Apr 2002 and Janet Carol Campagna is the Chief Executive Officer of Batterymarch Financial Management Inc family office. Steven Ross Ducker joined the executive team most recently as the Chief Compliance Officer And Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Raymond Adams Mason	Non-employee director	1 Sep 1994	Other	322297
Edward Albert Taber	Non-employee director	1 Sep 1994	Other	1778866
Elisabeth Nurick Spector	Non-employee director	1 Sep 1994	Other	825124
Inc. Legg Mason	Shareholder	1 Sep 1994	75% - 100%	52-1200960
Tania Zouikin	Chairman, chief executive officer & director	1 Jan 1995	Other	4392811
Francis Xavier Tracy	President, chief financial officer, treasurer & secretary	1 Jan 1995	Other	4392838
William Lawrence Elcock	Chief executive officer & director/management committee member	1 Apr 2002	Other	4552271
Thomas Linkas	Chief investment officer/management committee member	1 Apr 2002	Other	1159330
Daniel Joseph Kelly	Director, us marketing & sales/management committee member	1 Apr 2002	Other	4552406
Deepak Chowdhury	Non-employee director	1 May 2002	Other	1770083
Timothy Charles Scheve	Non-employee director	1 May 2002	Other	1319072
Nardin Baker	Chief investment officer, non-us developed markets/management committee member	1 Apr 2003	Other	2378515
Philip Edward Channen	Controller & chief compliance officer	1 Apr 2004	Other	4814848
Peter Lanning Bain	Non-employee director	1 Sep 2006	Other	4221890
Timothy Charles Scheve	Non-employee director	1 Sep 2006	Other	1319072
Mark Raymond Fetting	Non-employee director	1 Aug 2007	Other	733409
Charles James Daley	Non-employee director	1 May 2009	Other	1808224
David Roehner Odenath	Non-employee director	1 May 2009	Other	872856
Jeremy Edward Gauld	Chief legal officer	1 May 2010	Other	5813368
Ronald Richard Dewhurst	Non-employee director	1 Mar 2011	Other	1590061
Peter Hamilton Nachtwey	Non-employee director	1 Mar 2011	Other	5512176
Joseph Patrick Larocque	Non-employee director	1 Aug 2013	Other	4363277
James Hayden Norman	President	1 May 2014	Other	4396773
Janet Carol Campagna	Chief executive officer	1 May 2014	Other	3196228
Steven Ross Ducker	Chief compliance officer and secretary	1 May 2014	Other	5768002
Daniel James Holman	Chief operating officer	1 May 2014	Other	5768004
Thomas Gordon Rose	Chief financial officer and treasurer	1 May 2014	Other	4339210
John Duff Kenney	Non-employee director	1 May 2014	Other	2387755
Jeffrey Allen Nattans	Non-employee director	1 May 2014	Other	2786221

Based in New York

The principal office where Batterymarch Financial Management Inc performs its advisory services is located at 880 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-886-9200 or by fax 212-886-9201. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.batterymarch.com.