M&I Investment Management Corp. (Milwaukee)

M&I Investment Management Corp. is a large advisory firm based in Milwaukee. It manages $21.63 billion of regulatory assets for 1,561 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

M&I Investment Management Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

M&I Investment Management Corp: assets under management

The assets under management (AUM) of M&I Investment Management Corp. is $21.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $21.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.86 million each.

M&I Investment Management Corp has custody of $33.03 million in cash and securities for 2 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M&I Investment Management Corp. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M&I Investment Management Corp.

Jeffrey Vernon Williams has been acting as President since 1 Jan 2000. Bmo Financial Corp. joined the executive team most recently as the Sole Shareholder Of M&I Investment Management Corp..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marshall & Ilsley Corporation	Sole shareholder	1 Jan 1973	75% - 100%	39-0452805
Jack Frederick Kellner	Director	1 Jul 1976	Other	4347330
Burleigh Edmund Jacobs	Director	1 Jul 1976	Other	4353609
Ross Hume Dean	Director	1 Jul 1976	Other	4353616
James Beach Wigdale	Director	1 Sep 1988	Other	1476340
Michael Allen Hatfield	Secretary	1 Feb 1989	Other	1476338
David Walter Schulz	President and director	1 Sep 1993	Other	2435219
Paul Harold Ewig	Treasurer	1 Apr 1997	Other	4345252
Morry Leo Birnbaum	Director	1 Jan 1999	Other	2600764
Jeffrey Vernon Williams	Director	1 Jan 2000	Other	1736874
Mark Francis Furlong	Director	1 Sep 2001	Other	4603851
Dennis Jon Kuester	Director	1 Sep 2001	Other	4603861
Thomas Michael Bolger	Director	1 Jan 2002	Other	4603850
Paul Harold Ewig	Secretary and cfo	1 Feb 2002	Other	4345252
Thomas James O'neill	Director	1 Aug 2002	Other	4356514
Kenneth Charles Krei	Director	1 Jul 2003	Other	1242277
Brooke Jay Billick	Secretary	1 Sep 2003	Other	2597484
Daniel Lee Kaminski	Secretary and chief financial officer	1 Jan 2004	Other	1689810
Lori Kaczynski Hoch	Secretary	1 Feb 2004	Other	4764716
Kenneth Charles Krei	President (06/2004) and director (7/2003)	1 Jun 2004	Other	1242277
Tommy On Huie	President and chief investment officer	1 Oct 2004	Other	2106851
Carol Ann Gehl	Chief compliance officer	1 Oct 2004	Other	1051742
Daryl Waszak	Director	1 Jan 2005	Other	4938339
Jeffrey Otis Himstreet	Vice president and chief legal officer	1 Aug 2005	Other	2014729
Daniel Lee Kaminski	Senior vice president, chief financial officer and director (01/2005)	1 Jan 2006	Other	1689810
Jeffrey Otis Himstreet	Vice president,chief legal officer, secretary & director	1 Jan 2006	Other	2014729
Angela Marie Palmer	Chief compliance officer	1 Jun 2006	Other	4915568
Jo Massey Vasquez	Vice president and controller	1 Jan 2008	Other	5512446
Angela Lynne Pingel	Secretary and vice president	1 Apr 2008	Other	2491229
Allan Robert Hosack	Senior vice president and chief financial officer	1 Sep 2008	Other	5629924
Martha Gayle Robinson	Senior vice president and general counsel	1 Jan 2009	Other	3230031
James Francis Duca	Director	1 May 2009	Other	2435198
Julie Anne D'angelo	Secretary and vice president	1 Apr 2010	Other	5780892
Bmo Financial Corp.	Sole shareholder of m&i investment management corp.	1 Jul 2011	75% - 100%	51-0275712
Barry Sean Mcinerney	Chief executive officer and director	1 Jul 2011	Other	4379798
Carol Ann Neal	Director	1 Jul 2011	Other	4956567
Ellen Marie Costello	Director	1 Jul 2011	Other	4332568

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Sole shareholder of bmo financial corp.	1 Jul 2011	75% - 100%	13-4941092

Based in Milwaukee

The principal office where M&I Investment Management Corp. performs its advisory services is located at 111 East Kilbourn Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. An additional office of the firm is in Kansas City, MO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-287-7300 or by fax 414-765-7102. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday.