Harbour Investments, Inc. is a large advisory firm based in Madison. It manages $1.96 billion of regulatory assets for 14,366 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 44 other states.
Harbour Investments provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Harbour Investments, Inc. is $1.96 billion. The firm's AUM has grown by 396% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Harbour Investments, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Harbour Investments is individuals with 8,740 clients and $1.66 billion of assets under management. Among the 6 most similar advisory firms, Harbour Investments has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $1.96 billion for 8,958 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Harbour Investments doesn't advise any private funds.
The company employs 217 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. 177 employees are registered as investment adviser representatives with the state securities authorities.
There are 16 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Harbour Investments, Inc. performs its advisory services is located at 575 D'onofrio Drive, Madison, WI 53719, which is also the mailing address of the firm. An additional office of the firm is in Racine, WI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 608-662-6100 or by fax 608-662-6101. The normal business hours are 8:15am - 4:45pm on Monday - Friday. You can find more information about the New York firm at mgainvesting.com and its LinkedIn profile.