Roundkeep Capital Advisors LLC (Chicago)


Roundkeep Capital Advisors LLC is a large advisory firm based in Chicago. It manages $546.76 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2011.

Roundkeep Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roundkeep Capital Advisors: assets under management

The assets under management (AUM) of Roundkeep Capital Advisors LLC is $546.76 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $546.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $182.25 million each.
Roundkeep Capital Advisors has custody of $546.76 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roundkeep Capital Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ervin Elliot Shindell Trustee 1 Nov 2008 75% - 100% 2801120
Ervin E. Shindell Revocable Trust Member 1 Aug 2009 75% - 100% 27-6989032

Based in Chicago

The principal office where Roundkeep Capital Advisors LLC performs its advisory services is located at 300 North Lasalle Street, Chicago, IL 60654, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-422-8900 or by fax 312-870-4999. The normal business hours are 8:00 am to 5:30 pm (central time) on Monday - Friday. You can find more information about the New York firm at www.roundkeep.com.