Ase Services, Inc. (Los Angeles)


Ase Services, Inc. is a large advisory firm based in Los Angeles. It manages $83.61 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Ase Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ase Services: assets under management

The assets under management (AUM) of Ase Services, Inc. is $83.61 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $83.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.78 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ase Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Martin Sidney Weinberg Shareholder -- multiple voting shares 1 Dec 1995 75% - 100% 4378574
Assante Corporation Shareholder/parent 1 Jul 1998 75% - 100% 89-8286547

Based in Los Angeles

The principal office where Ase Services, Inc. performs its advisory services is located at 10100 Santa Monica Blvd, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-229-4470 or by fax 310-788-0846. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.assante.com.