Goepper Burkhardt LLC (Greenville)


Goepper Burkhardt LLC is a large advisory firm based in Greenville. It manages $167.09 million of regulatory assets for 438 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of South Carolina.

Goepper Burkhardt provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Goepper Burkhardt: assets under management

The assets under management (AUM) of Goepper Burkhardt LLC is $167.09 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.03 million in discretionary accounts and $1.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $381.67 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $355.02 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goepper Burkhardt LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Goepper Burkhardt serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Goepper Burkhardt is high net worth individuals with 63 clients and $145.82 million of assets under management. Among the 8 most similar advisory firms, Goepper Burkhardt has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $167.09 million for 110 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Goepper Burkhardt doesn't advise any private funds.

Careers at Goepper Burkhardt LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Bland Burkhardt Managing member, chief compliance officer 1 Jan 2003 50% - 75% 4696493
William Dant Goepper Member 1 Jan 2003 50% - 75% 1057837

Based in Greenville

The principal office where Goepper Burkhardt LLC performs its advisory services is located at 531 South Main Street, Greenville, SC 29601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 864-370-3244 or by fax 864-239-0760. The normal business hours are 9:00am - 4:30pm on Monday - Friday. You can find more information about the New York firm at goepperburkhardt.com.

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