Ngl Investment Management, Inc. (Louisville)

Ngl Investment Management, Inc. is a large advisory firm based in Louisville. It manages $33.36 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Iowa, Kentucky, and 3 other states.

Ngl Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ngl Investment Management: assets under management

The assets under management (AUM) of Ngl Investment Management, Inc. is $33.36 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.77 million in discretionary accounts and $22.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $672.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.61 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ngl Investment Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ngl Investment Management, Inc.

Michael Wille Lowe has been acting as President since 1 Aug 2000. Erskine Howard Courtenay joined the executive team most recently as the Vp, Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ngl Holding Inc.	Owner	1 Nov 1998	75% - 100%	39-1646222
Michael Charles Swinburn Fosbury	President, director	1 Aug 2000	Other	1448449
Michael Wille Lowe	Director	1 Aug 2000	Other	4357522
John David Larson	Director	1 Aug 2000	Other	3007914
Robert Allen Mucci	Director	1 Aug 2000	Other	4357574
Paul Francis Didier	Administrator/officer	1 Oct 2000	Other	4357567
Erskine Howard Courtenay	Vp, chief investment officer	1 Dec 2000	Other	1666065

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
National Guardian Life Insurance Company	Owner	1 Nov 1998	75% - 100%	39-0493780

Based in Louisville

The principal office where Ngl Investment Management, Inc. performs its advisory services is located at 450 S Third St, Louisville, KY 40202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-585-6860 or by fax 502-585-6870. The normal business hours are 8:00 a.m to 5:00 p.m. on Monday - Friday.